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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2015-09-11 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于收到中国证监会行政处罚事先告知书的公告
Regulatory Filings Classification · 100% confidence The document is an official announcement from 方正证券股份有限公司 regarding receipt of an administrative penalty notice from the China Securities Regulatory Commission (中国证监会). It details the investigation, violations, penalties proposed, and rights of the company and individuals involved. The content is regulatory in nature, describing enforcement actions and penalties rather than financial results, management changes, or shareholder votes. The document length is short (1537 characters) and it is clearly an announcement of a regulatory action, not a full audit report or annual report. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other categories.
2015-09-11 Chinese
关于民族证券收到中国证监会调查通知书的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by 方正证券股份有限公司 regarding its subsidiary receiving an investigation notice from the China Securities Regulatory Commission (CSRC). It details the investigation initiation and the company's commitment to cooperate and disclose information. There is no financial data, no report attached or referenced as published, and no mention of financial results or management changes. This fits the category of a Regulatory Filing (RNS) as it is a regulatory announcement about an investigation, not a financial report or other specific filing type.
2015-09-09 Chinese
2015年8月财务数据简报
Interim / Quarterly Report Classification · 90% confidence The document is a financial data brief for August 2015 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It provides key financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document explicitly states that the data is unaudited, non-consolidated, and that final data will be in the company's periodic reports. The length is short (639 characters), and it is a summary of financial data for a single month, not a full comprehensive report. It is not an earnings release since it provides more detailed financial data than highlights but is not a full interim or annual report. It is best classified as an Interim / Quarterly Report (IR) because it contains substantive financial data for a period shorter than a fiscal year (one month). Q3 2015
2015-09-07 Chinese
第二届董事会第二十二次会议决议公告
Board/Management Information Classification · 100% confidence The document is a formal announcement of a board meeting resolution by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the decisions made during the second session of the second board meeting, including approval of a financial transaction with China Securities Finance Corporation. The document includes voting results and confirms compliance with company law and articles of association. There is no financial report, audit, or earnings data presented, nor is it a notice of a report publication. It is clearly a Board/Management Information announcement regarding board decisions and resolutions.
2015-09-01 Chinese
关于股东股份冻结的公告
Major Shareholding Notification Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 regarding the judicial freezing of shares held by a major shareholder, 北京政泉控股有限公司. It details the number of shares frozen, the dates of the freeze, and the percentage of total shares affected. This is a notification about a significant change in shareholding status due to legal action, which fits the category of Major Shareholding Notification (MRQ). The document is short and focused solely on this shareholder event, with no financial statements or other report content.
2015-08-31 Chinese
拟股权收购事宜涉及的方正中期期货有限公司股东全部权益价值项目资产评估报告
Audit Report / Information Classification · 95% confidence The document is an asset appraisal report related to a proposed equity acquisition by 方正证券股份有限公司 (Founder Securities Co., Ltd.) involving 方正中期期货有限公司 (Founder Mid-term Futures Co., Ltd.). It contains detailed valuation information, including asset and liability assessments, valuation methods (asset-based and income approaches), and a comprehensive evaluation of the company's equity value as of June 30, 2015. The document includes a registered asset appraiser's statement, detailed financial data, company background, organizational structure, and investment details. The document is lengthy (15,000 characters) and contains substantive financial and valuation data, not merely an announcement or summary. It is a formal asset valuation report prepared for a specific transaction (equity acquisition). This type of document fits the category of an Audit Report / Information (AR), as it is a standalone valuation report related to a transaction, not a full annual or interim report, nor a simple announcement or presentation. H1 2015
2015-08-28 Chinese

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