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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2015-11-11 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于变更持续督导财务顾问主办人的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding a change in the lead financial advisor responsible for ongoing supervision of a major asset restructuring project. It mentions the replacement of the lead advisor due to work changes and confirms the continuation of supervision duties. There is no financial data, no report attached or referenced as being published, and no mention of voting results or management changes beyond the advisor role. This fits best under a Regulatory Filing (RNS) as it is a general regulatory announcement about a procedural change related to a financial advisory role in a restructuring project.
2015-11-11 Chinese
股票交易异常波动公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement by a listed company (方正证券股份有限公司) regarding abnormal stock price fluctuations over a specific period (November 4 to 6, 2015). It details the company's investigation into the cause of the price movement, confirms no undisclosed material information or significant events, and reassures investors about the absence of insider trading or other market rumors. The document references compliance with stock exchange trading rules and is issued as a regulatory disclosure to inform the market about the stock price anomaly and the company's findings. It does not contain financial statements, earnings data, or detailed management discussion, nor is it a report or presentation. This type of announcement fits the category of a Regulatory Filing (RNS), which covers general regulatory announcements and compliance disclosures that do not fit other specific categories.
2015-11-06 Chinese
2015年10月财务数据简报
Regulatory Filings Classification · 95% confidence The document is a financial data brief for October 2015 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It provides unaudited, non-consolidated financial data including revenue, net profit, and net assets for the parent company and subsidiaries. The document is short (644 characters) and explicitly states that the data is preliminary and subject to final periodic reports. It is a monthly financial data summary rather than a full interim or annual report. It does not contain comprehensive financial statements or detailed analysis, so it does not qualify as an Interim/Quarterly Report (IR) or Annual Report (10-K). It is also not an announcement of a report publication but a direct disclosure of financial data. This type of document fits best under the category of Regulatory Filings (RNS), which covers general regulatory announcements and miscellaneous filings that do not fit other categories.
2015-11-05 Chinese
2015年第三季度报告
Interim / Quarterly Report Classification · 95% confidence The document is titled '2015 年第三季度报告' which translates to '2015 Third Quarter Report'. It contains detailed financial data for the period ending September 30, 2015, including balance sheet items, income statement items, cash flow data, and explanations of significant changes. It also includes management discussion of important events and legal proceedings affecting the company. The length is about 15,000 characters, indicating a comprehensive report rather than a brief announcement. The content and structure align with an Interim / Quarterly Report, which is a comprehensive financial report for a period shorter than a full fiscal year, containing actual financial statements and substantive analysis. Therefore, the document should be classified as an Interim / Quarterly Report (IR). 9M 2015
2015-10-30 Chinese
第二届监事会第十三次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of 方正证券股份有限公司 regarding the approval of the company's 2015 third quarter report. It is a short announcement (493 characters) stating the meeting details, attendance, and voting results on the third quarter report. It does not contain the actual financial data or detailed report content but merely announces the approval of the quarterly report. According to the 'Menu vs Meal' rule, such a short announcement that references a report but does not include the report itself should be classified as a Regulatory Filing (RNS).
2015-10-30 Chinese
第二届董事会第二十四次会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions from a board meeting of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes details about the meeting date, attendance, and voting results on two items: approval of the 2015 third quarter report and appointment of a committee member. The document is short (928 characters) and primarily reports on board decisions rather than providing the full quarterly report or detailed financial data. It fits the category of Board/Management Information (MANG) because it announces management appointments and board resolutions. It is not the full quarterly report (IR) itself, nor an earnings release (ER).
2015-10-30 Chinese

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