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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2016-02-01 AGM Information
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于召开2016年第一次临时股东大会的通知
AGM Information Classification · 95% confidence The document is a detailed notice about the convening of the 2016 first extraordinary general meeting of shareholders (临时股东大会) for 方正证券股份有限公司. It includes information about the meeting date, voting methods (including cumulative voting), agenda items for shareholder approval, voting procedures, and proxy forms. The content focuses on the announcement and procedural details for the shareholder meeting rather than the results or minutes of the meeting. It is not a full annual report, earnings release, or management discussion. It is also not a declaration of voting results but a notice to shareholders about the meeting and how to participate. Therefore, this document fits the category of AGM Information (AGM-R), which covers presentations and materials shared during or for the Annual General Meeting or other shareholder meetings.
2016-02-01 Chinese
第二届监事会第十四次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement from the supervisory board (监事会) of 方正证券股份有限公司 regarding resolutions passed in their 14th meeting. It includes decisions about removing a supervisor due to absence, nominating new supervisory candidates, and setting remuneration standards for external supervisors. The content focuses on governance matters, specifically about board/supervisory personnel changes and related governance procedures. There are no financial statements, earnings data, or audit information. The document is not a report but an official announcement of board/management changes and governance decisions. Therefore, it fits best under Board/Management Information (MANG). The document length is 2031 characters, which is relatively short and consistent with an announcement rather than a full report.
2016-02-01 Chinese
关于民族证券20.5亿元款项调查情况的进展公告
Regulatory Filings Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 regarding the investigation progress of a 20.5 billion yuan fund related to its subsidiary 民族证券. It details the status of specific trust investment plans and the company's ongoing efforts to recover funds. The document is short (624 characters) and serves as an update on a financial matter rather than a full financial report or detailed audit. It does not contain financial statements, management discussion, or detailed financial data. It is an announcement of an investigation progress related to funds, which fits best under Regulatory Filings (RNS) as it is a general regulatory announcement and does not fit other more specific categories like Audit Report or Capital Update.
2016-01-11 Chinese
2015年12月财务数据简报
Fund Information / Factsheet Classification · 90% confidence The document is a financial data brief for December 2015 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It contains specific financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document states that the data is unaudited and non-consolidated, and it is a summary of key financial data for a single month (December 2015). The length is short (661 characters), and it is a brief financial data announcement rather than a full interim or annual report. It does not contain comprehensive financial statements or detailed analysis typical of an Interim/Quarterly Report (IR) or Annual Report (10-K). It is more aligned with a brief financial summary or factsheet. Therefore, the best fitting category is Fund Information / Factsheet (FS).
2016-01-11 Chinese
2015年年度业绩预增公告
Earnings Release Classification · 95% confidence The document is a 2015 annual performance forecast announcement by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It provides preliminary profit estimates for the fiscal year 2015, comparing expected net profit growth to the previous year, and explicitly states that the forecasted results are unaudited and preliminary. It also mentions that the final accurate financial data will be disclosed in the formal 2015 annual report. The document is short (659 characters) and serves as an earnings preview rather than a full financial report. This fits the definition of an Earnings Release (ER), which is an initial announcement of quarterly or periodical financial results highlighting key figures but not containing full audited financial statements. FY 2015
2016-01-11 Chinese
关于股东股份被司法轮候冻结的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by 方正证券股份有限公司 regarding the judicial freezing of a significant shareholder's shares due to an arbitration dispute. It details the number of shares frozen, the shareholder involved, and the legal context. There is no financial data, no report attached or referenced as being published, and no mention of financial results or management changes. This is a regulatory announcement about shareholding status affected by legal proceedings, but it is not a major shareholding notification (MRQ) since it concerns judicial freezing, not ownership changes. It is not a legal proceedings report (LTR) because it is a shareholder freeze announcement rather than a lawsuit update. The best fit is Regulatory Filings (RNS) as a general regulatory announcement that does not fit other categories.
2016-01-08 Chinese

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