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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,859 across all filing types
Latest filing 2026-03-30 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于续聘会计师事务所的公告
Regulatory Filings Classification · 95% confidence The document is an announcement by 方正证券股份有限公司 regarding the reappointment of the accounting firm 安永华明会计师事务所 as the auditor for the fiscal year 2026. It details the qualifications, integrity, independence, and audit fees related to the accounting firm, as well as the approval process by the audit committee and board of directors. The document does not contain any actual audit report, financial statements, or detailed audit results. Instead, it is a formal announcement about the intention and approval to rehire the auditor, pending shareholder approval. The document length is 2217 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits best under the category of Audit Report / Information (AR) as it relates to audit matters but is not a full annual report or audit report itself. However, since it is an announcement about auditor appointment and not the audit report or results, it is more appropriate to classify it as Regulatory Filings (RNS) because it is a regulatory announcement about auditor reappointment rather than the audit report itself. Given the content and length, the confidence is high.
2026-03-30 Chinese
董事会薪酬与考核委员会工作细则
Governance Information Classification · 95% confidence The document is titled as the 'Board of Directors Remuneration and Assessment Committee Work Rules' for 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the structure, responsibilities, and procedures of the remuneration and assessment committee of the board, including definitions, composition, duties, meeting rules, and confidentiality obligations. There are no financial statements, earnings data, or regulatory filings. The document is a governance-related internal rules document about board committee operations and remuneration policies. It is not an announcement, report, or financial statement. Therefore, the most appropriate classification is Governance Information (CGR). The document length is 2535 characters, which is consistent with a detailed governance policy document rather than a brief announcement or report publication notice.
2026-03-30 Chinese
年报信息披露重大差错责任追究制度
Governance Information Classification · 95% confidence The document is titled as a "重大差错责任追究制度" which translates to "Major Error Responsibility Accountability System" related to annual report information disclosure. It outlines the principles, standards, and procedures for identifying and handling major errors in annual report disclosures, including financial reporting errors, omissions, and discrepancies. It also details the responsibilities and accountability measures for company personnel involved in the annual report process. The document is a policy or governance document related to the annual report process rather than the annual report itself or an announcement of a report. It does not contain actual financial data or results but focuses on internal rules and governance regarding annual report disclosures. Therefore, it fits best under Governance Information (CGR). The document length is under 5,000 characters but it is not a mere announcement or publication notice, so it is not RPA or RNS.
2026-03-30 Chinese
2025年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2025 by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It discusses the evaluation of the company's internal control effectiveness as of December 31, 2025, including financial and non-financial internal control defects, audit opinions, scope of evaluation, standards used, and corrective actions. The document is detailed and contains substantive information about internal control evaluation, which is a type of audit-related report but not a full annual report. It includes an independent auditor's opinion on internal control effectiveness, which aligns with the definition of an Audit Report / Information (AR). It is not an announcement or a brief summary but a full report on internal control evaluation. Therefore, the most appropriate classification is AR (Audit Report / Information).
2026-03-30 Chinese
关联交易管理制度
Governance Information Classification · 100% confidence The document is titled '关联交易管理制度' which translates to 'Related Party Transaction Management System'. It is a detailed internal policy document outlining the management, identification, decision-making, pricing, auditing, and responsibilities related to related party transactions within the company. It references regulatory bodies such as the China Securities Regulatory Commission (证监会) and Shanghai Stock Exchange (上交所), and includes detailed procedural rules and governance practices. There is no indication that this is a financial report, earnings release, or announcement. Instead, it is a governance document detailing internal rules and procedures related to corporate governance and compliance with related party transactions. Therefore, the most appropriate classification is Governance Information (CGR).
2026-03-30 Chinese
日常关联交易公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement regarding the company's daily related-party transactions, including transaction amounts, approval procedures, related parties, pricing principles, and impact on the company. It includes tables of financial figures related to these transactions but does not present a full financial report or comprehensive financial statements. The document is an announcement of ongoing related-party transactions requiring shareholder approval, consistent with regulatory disclosure requirements. It is not an annual or interim financial report, audit report, earnings release, or management discussion. The content fits best under a regulatory announcement category related to compliance and disclosures about related-party transactions. Therefore, the most appropriate classification is Regulatory Filings (RNS). The document length is under 5,000 characters, and it is a formal announcement rather than a full report, supporting this classification with high confidence.
2026-03-30 Chinese

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