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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2015-07-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于要求股份有限公司加强信息披露管理的监管工作函
Regulatory Filings Classification · 100% confidence The document is a regulatory letter from the Shanghai Stock Exchange to a company regarding discrepancies in disclosed financial information about a 20.5 billion yuan fund. It requests explanations, accounting treatment justification, and compliance with disclosure rules. The document is a regulatory supervisory communication, not a financial report or announcement of voting results, management changes, or earnings. It is short (987 characters) and serves as a regulatory notice or request for compliance rather than a report or announcement. Therefore, it fits best under Regulatory Filings (RNS).
2015-07-29 Chinese
关于对中国民族证券有限责任公司副总经理何东采取谴责措施的决定
Legal Proceedings Report Classification · 95% confidence The document is an administrative regulatory decision issued by the Beijing Regulatory Bureau of the China Securities Regulatory Commission (CSRC) concerning disciplinary measures against a company executive for violations related to financial reporting and fund management. It is not a financial report, earnings release, or any form of shareholder communication. Instead, it is a legal/regulatory enforcement action detailing the findings and penalties. Therefore, it fits best under the category of Legal Proceedings Report (LTR). The document length is short and focused on regulatory action, not a report or announcement of a report.
2015-07-24 Chinese
关于民族证券及其相关高级管理人员收到行政监管措施决定书的公告
Legal Proceedings Report Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 regarding administrative regulatory measures imposed by the Beijing Securities Regulatory Bureau on its subsidiary 民族证券 and related senior management personnel. It details the regulatory sanctions such as suspension of certain business activities and reprimands. There is no indication of financial statements, earnings data, or report attachments. The content is a regulatory announcement about legal and compliance actions, fitting the category of Legal Proceedings Report (LTR).
2015-07-24 Chinese
第二届董事会第十九次会议决议公告
Board/Management Information Classification · 100% confidence The document is an announcement of resolutions from a board meeting of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the appointment of senior management positions such as the president and vice presidents, including their biographies, and other board decisions. The document is a formal announcement of board/management changes rather than a full report or financial statement. It does not contain financial data or detailed management discussion but focuses on governance and personnel changes. Therefore, it fits the category of Board/Management Information (MANG). The document length is 3594 characters, which is consistent with an announcement rather than a full report.
2015-07-24 Chinese
关于对中国民族证券有限责任公司合规总监蔡晓昕采取谴责措施的决定
Legal Proceedings Report Classification · 95% confidence The document is an administrative regulatory decision issued by the Beijing Regulatory Bureau of the China Securities Regulatory Commission. It details a disciplinary action against a compliance director for violations related to regulatory reporting and fund management. The document is a formal regulatory enforcement notice, not a financial report, earnings release, or management discussion. It does not contain financial statements or company performance data. It is a legal/regulatory proceeding report related to compliance and enforcement actions. Therefore, it fits best under the category of Legal Proceedings Report (LTR). The document length is short and focused on regulatory sanctions, confirming it is not a full report or announcement of a report publication.
2015-07-24 Chinese
关于收到中国证监会调查通知书的补充公告
Legal Proceedings Report Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding a supplementary notice about receiving an investigation notice from the China Securities Regulatory Commission (CSRC). It discusses the ongoing investigation related to alleged information disclosure violations and potential risks including delisting warnings and trading suspension. The document is short (666 characters) and serves as a regulatory update or announcement about legal proceedings rather than a full report or detailed financial disclosure. It does not contain financial statements, management discussion, or detailed audit information. Therefore, it fits best under Legal Proceedings Report (LTR) as it updates on significant regulatory investigation and potential legal consequences.
2015-07-24 Chinese

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