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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2015-05-21 AGM Information
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2014年年度股东大会的法律意见书
AGM Information Classification · 95% confidence The document is a legal opinion letter issued by a law firm regarding the 2014 Annual General Meeting (AGM) of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the legality and compliance of the AGM's convening, attendance, voting procedures, and resolutions. The document is not the AGM materials or presentations themselves, nor is it the voting results announcement or the annual report. It is a legal opinion specifically about the AGM process and resolutions. Given the content and purpose, this fits best under the category of AGM Information (AGM-R), which includes presentations and materials shared during the AGM, including legal opinions related to the AGM. The document length is 4273 characters, which is substantial and contains detailed legal analysis, not just a brief announcement. Therefore, the classification is AGM-R with high confidence.
2015-05-21 Chinese
公司章程（2015修订）
Governance Information Classification · 100% confidence The document is titled as the Articles of Association (章程) of Founder Securities Co., Ltd. It contains detailed provisions about the company's organization, shareholder rights, board structure, shareholder meetings, voting procedures, and other governance matters. It references Chinese laws and regulatory approvals, and extensively covers governance rules and internal company regulations. There is no indication that this is an annual report, financial statement, earnings release, or any other financial or capital market update. Instead, it is a governance document outlining the company's internal rules and structure. Therefore, the document fits the category of Governance Information (CGR). The document length and content confirm it is the full governance charter, not just an announcement or summary.
2015-05-21 Chinese
2015年第二期次级债券发行结果公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the issuance results of a subordinated bond by the company. It includes details such as bond name, code, issuance scale, interest rate, and term. It is not a full financial report, audit, or management discussion. It is specifically an update on a financing activity (bond issuance). The document length is short and it is an announcement of a capital raising event, fitting the Capital/Financing Update category.
2015-05-19 Chinese
关于全资子公司民族证券收到行政监管措施决定书的公告
Legal Proceedings Report Classification · 95% confidence The document is an announcement from a company about an administrative regulatory measure received by its wholly-owned subsidiary from the China Securities Regulatory Commission. It details regulatory violations, corrective actions required, and compliance obligations. The document does not contain financial statements or detailed financial data, nor is it a report or presentation. It is a regulatory announcement about legal and compliance matters related to the subsidiary's financial reporting and internal controls. Therefore, it fits best under the category of Legal Proceedings Report (LTR).
2015-05-19 Chinese
西南证券股份有限公司关于股份有限公司发行股份购买资产之持续督导工作报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from Southwest Securities Co., Ltd. acting as an independent financial advisor regarding the issuance of shares by Founder Securities Co., Ltd. to purchase assets, specifically the acquisition of 100% equity of China Minzu Securities Co., Ltd. The document includes extensive information about the transaction process, approvals from regulatory bodies such as the China Securities Regulatory Commission (CSRC), asset transfer and registration, capital verification, securities issuance registration, listing of new shares, changes in company registration, information disclosure compliance, and various commitments and undertakings related to the transaction. It also contains independent financial advisor opinions and management discussion on business development. The document is comprehensive, contains substantive financial and operational data, and is focused on a major asset restructuring transaction. This fits the definition of an Audit Report / Information (AR) as it is a standalone report related to a major asset acquisition, including audit and verification details, regulatory approvals, and compliance, but it is not a full Annual Report (10-K) or an Interim Report (IR). It is not a simple announcement or a proxy statement, but a detailed supervisory report on the asset purchase transaction. FY 2014
2015-05-15 Chinese
何其聪董事长声明
Regulatory Filings Classification · 90% confidence The document text is very short (978 characters) and appears to contain fragmented or corrupted content with no clear financial data, report titles, or regulatory references. There is no indication of a full report, financial statements, or detailed analysis. The text does not resemble an Annual Report, Interim Report, Earnings Release, or any other substantive filing. Given the length and nature, it is likely an announcement or a brief regulatory filing without substantive content. Therefore, the best fit is Regulatory Filings (RNS), which serves as a fallback for miscellaneous or unclear filings.
2015-05-15 Chinese

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