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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2015-04-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
会计差错更正公告
Regulatory Filings Classification · 95% confidence The document is titled as an "Accounting Error Correction Announcement" from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It discusses the nature and reasons for accounting errors related to the consolidation of a subsidiary, adjustments to financial statements (balance sheet, profit and loss, cash flow) for the 2014 third quarter report, and includes opinions from the board, independent directors, and supervisory board. The document is a formal announcement correcting previously reported financial data due to accounting errors, rather than the full quarterly report itself. It contains detailed financial data corrections but is focused on the correction announcement. Given the nature of the document as a correction announcement to a previously issued interim report, it fits best under the category of Regulatory Filings (RNS) because it is a regulatory disclosure about accounting corrections and not the full interim report itself. The document length (6896 characters) and content support this classification rather than a full Interim/Quarterly Report (IR).
2015-04-29 Chinese
第二届董事会第十七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 17th meeting of the 2nd Board of Directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on April 29, 2015. It includes approvals of various reports such as the 2014 Annual Report, financial statements, audit reports, social responsibility report, and profit distribution plan, all of which are to be submitted to the shareholders' meeting for approval. It also covers appointments of auditors, amendments to the company charter, and other governance matters. The document is not the annual report itself but a formal announcement of board meeting decisions and resolutions, including the scheduling of the 2014 Annual General Meeting (AGM) to approve these items. The document length is 7366 characters, which is substantial but the content is clearly about board meeting resolutions and preparations for the AGM rather than the full annual report or financial statements. Therefore, this document fits best into the category of Board/Management Information (MANG) as it announces board meeting decisions and management resolutions.
2015-04-29 Chinese
2014年度内部控制自我评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Self-Evaluation Report" for the year 2014 by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It discusses the company's internal control evaluation, including financial and non-financial internal control defects, remediation actions, risk management, compliance, and audit activities. It references an independent audit by 天健会计师事务所 on the internal control effectiveness as of December 31, 2014. The content is detailed and comprehensive, focusing on internal control evaluation and audit results rather than a full annual report or quarterly report. It is not a simple announcement or certification but a substantive report on internal control and audit findings. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles related to internal controls, excluding full annual reports. Therefore, the document should be classified as AR with high confidence. FY 2014
2015-04-29 Chinese
关于召开现金分红说明会的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding a cash dividend explanation meeting (现金分红说明会). It details the meeting time, location, format (online interaction via the Shanghai Stock Exchange platform), and participation instructions. The document explains the company's decision not to distribute cash dividends for 2014 due to regulatory capital requirements and provides contact information for investors. The document is short (1156 characters) and serves as a notice about the meeting rather than the meeting materials or a financial report. It does not contain financial statements or detailed financial data. Therefore, it is an announcement related to dividend information but specifically about a meeting to explain the dividend situation, not the dividend amount announcement itself. Given the nature of the document as a meeting announcement focused on dividend explanation, it best fits the category of Regulatory Filings (RNS) as a general regulatory announcement that does not fit other specific categories like Notice of Dividend Amount (DIV) or Investor Presentation (IP).
2015-04-29 Chinese
关于公司2014年度审计工作进展的公告
Audit Report / Information Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding the progress of the 2014 annual audit work. It discusses the potential issuance of an audit report with explanatory notes or qualified opinions, the involvement of two auditing firms, and the impact on the company's 2014 annual financial statements. The document does not contain the full audit report or detailed financial statements but rather informs about the status and risks related to the audit process. The document length is short (1515 characters) and it serves as a disclosure or update about the audit progress rather than the audit report itself. Therefore, it fits best as an Audit Report / Information announcement (AR) rather than a full Annual Report (10-K) or a Regulatory Filing (RNS). FY 2014
2015-04-27 Chinese
关于2015年度第一期、第二期证券公司短期公司债券发行结果的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the issuance results of short-term company bonds by 方正证券股份有限公司 (Founder Securities Co., Ltd.) for the year 2015. It details the issuance scale, dates, terms, and interest rates of two bond tranches. The document is short (466 characters) and focuses on financing activities, specifically bond issuance results. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. It is not a full financial report, audit, or regulatory filing, nor is it a report publication announcement. Therefore, the appropriate classification is CAP.
2015-04-24 Chinese

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