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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2015-04-29 Legal Proceedings Report
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于公司涉及仲裁的进展公告
Legal Proceedings Report Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 regarding the progress of a legal arbitration case involving the company and its second largest shareholder. It details a court ruling about the release of frozen assets and the return of a cash guarantee. There is no financial data, no mention of annual or quarterly reports, no discussion of management changes, or capital structure updates. The content is focused on legal proceedings and court decisions. Therefore, the document fits best under the category of Legal Proceedings Report (LTR). The document length is short and it is not an announcement of a report publication, so it is not RPA or RNS.
2015-04-29 Chinese
关于召开2014年年度股东大会的通知
AGM Information Classification · 100% confidence The document is a notice about the convening of the 2014 Annual General Meeting (AGM) of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes details such as the date and location of the meeting, voting methods, agenda items to be discussed and voted on, and instructions for shareholders on how to participate and vote. The document does not contain the actual reports or financial statements but rather serves as an announcement and invitation to the AGM. The document length is 3941 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document fits the category of AGM Information (AGM-R).
2015-04-29 Chinese
日常关联交易公告
Regulatory Filings Classification · 95% confidence The document is a daily related-party transaction announcement by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the nature, estimated and actual amounts of related-party transactions for 2014 and projections for 2015, including the parties involved, pricing principles, and independent directors' opinions. It is a regulatory announcement about ongoing related-party transactions rather than a financial report, earnings release, or management discussion. The document length is 2627 characters, which is relatively short and consistent with an announcement rather than a full report. There is no indication of financial statements or comprehensive financial data. Therefore, this document fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2015-04-29 Chinese
2015年第一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2015 年第一季度报告' which translates to '2015 First Quarter Report'. It contains detailed financial data including balance sheets, profit and loss statements, cash flow information, shareholder information, and management discussion of financial results and business conditions. The report is comprehensive and covers a period shorter than a full fiscal year (the first quarter of 2015). It explicitly states it is a quarterly report and includes unaudited financial statements. There is no indication that this is merely an announcement or a certification. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q1 2015
2015-04-29 Chinese
董事会审计委员会2014年度履职报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2014 Annual Performance Report" of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the audit committee members, their activities, meetings held in 2014, and their oversight of the 2013 annual audit and internal controls. The document is a detailed report on the audit committee's duties and performance for the year 2014, including their review of the 2013 annual audit report and internal control evaluations. It is not the full annual report itself, nor is it a short announcement or certification. It is a standalone report focused on audit committee activities and audit-related information, which fits the definition of an Audit Report / Information (AR). The document length is 3794 characters, which is relatively short but contains substantive content about audit committee work and audit results, not just an announcement or certification. Therefore, the best classification is AR with high confidence. FY 2014
2015-04-29 Chinese
会计政策变更的说明
Audit Report / Information Classification · 95% confidence The document is an audit report from Tianjian (天健) regarding accounting policy changes for 方正证券股份有限公司 (Founder Securities Co., Ltd.) for the fiscal year 2014. It details the changes in accounting standards applied, the reasons for these changes, and the impact on financial statement line items for 2013. The document includes detailed financial adjustments and explanations of accounting standards applied, such as changes in fair value measurement, employee benefits, consolidation scope, and financial statement presentation. It is not a full annual report but a standalone audit report focusing on accounting policy changes and their effects on financial statements. Therefore, it fits the category of Audit Report / Information (AR). The document length is over 5,000 characters and contains substantive financial data and analysis, confirming it is not merely an announcement or certification. Hence, the classification is AR with high confidence. FY 2014
2015-04-29 Chinese

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