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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2016-11-15 AGM Information
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2016年第二次临时股东大会会议资料
AGM Information Classification · 100% confidence The document is titled as materials for the 2016 second extraordinary shareholders meeting (临时股东大会) of 方正证券股份有限公司. It contains detailed meeting agenda, meeting rules, and multiple proposals for shareholder approval, including amendments to the company bylaws (公司章程), election of board directors (both non-independent and independent), and election of supervisors. It also includes candidate biographies and legal opinions. The content is focused on governance matters and shareholder voting procedures rather than financial results or audit opinions. There is no financial data or earnings information, nor is it a transcript or presentation. The document is clearly a set of meeting materials for a shareholders meeting, which fits the definition of AGM Information (AGM-R). The document length (7641 characters) and detailed agenda and proposals confirm it is the meeting materials themselves, not just an announcement or notice. Therefore, the correct classification is AGM Information (AGM-R).
2016-11-15 Chinese
关于公司及民族证券获准开通深港通下港股通业务交易权限的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding the approval to open trading permissions for the Shenzhen-Hong Kong Stock Connect program. It is dated November 9, 2016, and references a notification from the Shenzhen Stock Exchange. The content is a regulatory announcement about trading permissions, not a financial report, management change, or shareholder vote. The document length is only 412 characters, indicating it is a brief announcement. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2016-11-08 Chinese
第二届监事会第十八次会议决议公告
Board/Management Information Classification · 100% confidence The document is an announcement from the supervisory board of 方正证券股份有限公司 regarding the resolutions of the 18th meeting of the 2nd Supervisory Board. It discusses the nomination and election of candidates for the 3rd Supervisory Board, including details about the candidates and acknowledgments of outgoing members. There is no financial data, earnings information, or detailed report content. The document is a formal announcement about board/management changes, specifically related to the supervisory board members. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not a report publication or certification, so it is not RPA or RNS.
2016-11-07 Chinese
董事会战略发展委员会工作细则
Governance Information Classification · 95% confidence The document is titled as the "Board of Directors Strategic Development Committee Work Rules" and details the structure, responsibilities, and procedures of a board committee. It does not contain financial data, earnings, or regulatory filings. It is a governance-related document describing internal board committee rules and governance practices. Therefore, it fits the category of Governance Information (CGR). The document length is 1907 characters, which is short but contains substantive governance content, not just an announcement or summary.
2016-11-07 Chinese
独立董事候选人声明（李明高）
Board/Management Information Classification · 95% confidence The document is a declaration by an independent director candidate, detailing qualifications, independence criteria, and compliance with regulatory requirements for serving as an independent director. It is a personal statement or declaration related to board membership candidacy, not a financial report, audit, or meeting material. It does not contain financial data, voting results, or management changes but is related to board/management information. Therefore, the most appropriate classification is 'Board/Management Information' (MANG). The document length is short and focused on a single individual's declaration, consistent with MANG filings.
2016-11-07 Chinese
董事会风险控制委员会工作细则
Governance Information Classification · 95% confidence The document is titled as the "Board of Directors Risk Control Committee Work Rules" for 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the structure, responsibilities, meeting rules, and operational procedures of a board committee focused on risk control. There are no financial statements, earnings data, or regulatory filings such as audit reports or annual reports. The content is about governance practices and internal board committee rules, which aligns with governance information. The document length is 2573 characters, which is relatively short but contains substantive governance content rather than an announcement or a brief notice. Therefore, the most appropriate classification is Governance Information (CGR).
2016-11-07 Chinese

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