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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2016-12-21 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
第三届董事会第二次会议决议公告
Board/Management Information Classification · 100% confidence The document is a formal announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding resolutions passed at the company's third board of directors' second meeting held on December 21, 2016. The content includes the appointment of senior management positions such as the president, executive committee members, compliance director, and board secretary. It also discusses amendments to internal management systems and the establishment of new departments. The document contains detailed voting results and opinions from independent directors, as well as biographies of the appointed senior management personnel. There are no financial statements or financial performance data included. The document is clearly an announcement of board/management changes and related governance decisions rather than a financial report or regulatory filing. Therefore, the appropriate classification is Board/Management Information (MANG).
2016-12-21 Chinese
公司章程
Governance Information Classification · 100% confidence The document is titled as the Articles of Association (章程) of 方正证券股份有限公司 (Founder Securities Co., Ltd.) dated December 2016. It contains detailed provisions about the company's organization, shareholder rights, board structure, share issuance, shareholder meetings, voting procedures, and other governance matters. The content is focused on the company's internal rules and governance framework rather than financial performance, audit results, or meeting announcements. There is no indication that this is a report of financial results, an announcement of voting results, or a proxy solicitation. The document is a governance document outlining the company's bylaws and internal governance practices. Therefore, the appropriate classification is Governance Information (CGR).
2016-12-21 Chinese
关于雍苹女士任职公司监事会主席的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of Ms. Yong Ping as the Chairman of the Supervisory Board of the company. It includes details about the election at the Supervisory Board meeting and regulatory approval from the China Securities Regulatory Commission. There is no financial data, report, or presentation content. This fits the category of Board/Management Information, as it announces a change in senior management position.
2016-12-20 Chinese
关于收到中国证监会行政处罚事先告知书的公告
Legal Proceedings Report Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 regarding receipt of an administrative penalty notice from the China Securities Regulatory Commission (中国证监会). It details the investigation findings, violations related to information disclosure, and proposed fines and warnings for the company and responsible individuals. The document is a regulatory announcement about legal proceedings and administrative penalties, not a financial report or earnings release. It does not contain financial statements or detailed financial data but focuses on legal and regulatory compliance issues and penalties. Therefore, it fits best under the category of Legal Proceedings Report (LTR).
2016-12-19 Chinese
2016年11月财务数据简报
Financial Supplement Data Classification · 90% confidence The document is a financial data brief for November 2016 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It provides key financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document explicitly states that the data is unaudited and non-consolidated, and it is a summary of monthly financial data rather than a comprehensive quarterly or annual report. The length is short (655 characters), and it is a brief financial update rather than a full interim or annual report. This fits the description of a Financial Supplement Data or a brief financial data summary. However, since the document is a short financial data brief and not a detailed Excel spreadsheet, the best fitting category is Financial Supplement Data (XLSX) as it aligns with supplementary financial data updates, even though the format is not Excel, the content is supplementary financial data. Confidence is high due to clear financial data and summary nature.
2016-12-06 Chinese
关于完成法定代表人工商变更登记的公告
Board/Management Information Classification · 100% confidence The document is a short announcement regarding the change of the company's legal representative (法定代表人) following a board meeting election. It states the appointment of a new chairman and the completion of the legal representative registration with the local administration. There is no financial data, no report attached or referenced, and no mention of financial results or regulatory filings beyond this management change. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2016-12-06 Chinese

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