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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2017-03-30 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
第三届监事会第三次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board (监事会) of 方正证券股份有限公司 regarding the approval of various reports for the year 2016, including the Supervisory Board Work Report, Annual Report, Financial Final Accounts Report, Compliance Report, Internal Control Evaluation Report, Social Responsibility Report, and Supervisory Performance and Remuneration Explanation. The document states these reports are to be submitted to the shareholders' meeting for approval. The document itself is a meeting resolution announcement, not the reports themselves. It is relatively short (923 characters) and serves as an official announcement of the Supervisory Board's decisions rather than the full reports. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and meeting resolution notice, not as the full Annual Report or other detailed reports.
2017-03-30 Chinese
2016年年度报告
Annual Report Classification · 100% confidence The document is titled "2016 年年度报告" which translates to "2016 Annual Report". It contains detailed financial data, company information, business overview, financial statements, audit report, and other comprehensive disclosures typical of a full annual report. The document length is 15,000 characters, indicating a full report rather than a brief announcement. It includes audited financial statements and management discussion, which are characteristic of an official yearly report covering company activity and full financial performance. Therefore, this document fits the definition of an Annual Report (10-K). FY 2016
2017-03-30 Chinese
关于公司涉及诉讼的公告
Legal Proceedings Report Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding a legal matter involving a planned lawsuit against a shareholder. It details the background, legal basis, and requests for the lawsuit, including the amount involved and the potential impact on profits. The document explicitly states it is about litigation and does not contain financial statements or audit results. It is not a full annual or interim report, nor is it a certification or voting result. The content fits the category of Legal Proceedings Report, as it updates on significant legal matters involving the company.
2017-03-30 Chinese
2016年年度报告摘要
Annual Report Classification · 100% confidence The document is titled as the "2016 年年度报告摘要" which translates to "2016 Annual Report Summary". It contains detailed financial data including total assets, revenue, net profit, quarterly financial data, business descriptions, and management discussions. It also includes audit information with a standard unqualified opinion from an accounting firm. The length of the document (12,806 characters) and the detailed financial and operational data indicate this is a substantive report, not merely an announcement or summary notice. The content aligns with the characteristics of an Annual Report (10-K) as it covers company activity, financial performance, and business overview for the full fiscal year 2016. Therefore, the appropriate classification is Annual Report (10-K). FY 2016
2017-03-30 Chinese
董事会审计委员会2016年度履职报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2016 Annual Performance Report" of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the audit committee's composition, meetings held in 2016, their oversight of the 2015 annual audit, supervision of external auditors, internal control evaluations, and internal audit guidance. The content focuses on the audit committee's activities and their fulfillment of duties related to auditing and internal controls for the fiscal year 2016. It is not the full annual report itself, nor is it a short announcement or certification. It is a detailed report on the audit committee's work, which fits the definition of an Audit Report / Information (AR) filing, as it is a standalone audit-related report separate from the full annual report. The document length is 3411 characters, which is relatively short but contains substantive content about audit committee activities and audit results, not just an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2016
2017-03-30 Chinese
2015年度第一期次级债券2017年本息兑付和摘牌公告
Delisting Announcement Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding the payment of principal and interest and the delisting (摘牌) of a specific bond issued in 2015. It details the bond's basic information, payment dates, interest calculation, tax withholding instructions, and related procedures. The document is not a financial report, audit, or earnings release but a formal notice about bond interest payment and bond delisting from the exchange. The presence of the term '摘牌公告' (delisting announcement) and the detailed description of the bond's delisting date and payment schedule clearly indicate this is a Delisting Announcement.
2017-03-29 Chinese

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