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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2017-05-02 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2016年非公开发行证券公司短期公司债（第一期）临时受托管理事务报告
Audit Report / Information Classification · 95% confidence The document is titled as a "临时受托管理事务报告" which translates to a "Temporary Trustee Management Affairs Report" related to a specific bond issuance by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the bond issuance specifics, trustee responsibilities, and recent significant events affecting the bond issuer, including management issues and their impact on bond repayment. The document is a report prepared by the bond trustee (万和证券股份有限公司) and contains detailed information about the bond issuance, trustee duties, and relevant corporate events. It is not an announcement of a report publication, nor is it a certification or a brief announcement. It is a standalone report related to the audit or management of the bond issuance and trustee activities, which fits best under the category of Audit Report / Information (AR). The document length is 2367 characters, which is relatively short but contains substantive content about the bond and trustee management, not just an announcement or summary. Therefore, the best classification is AR with high confidence. Q1 2017
2017-05-02 Chinese
执行委员会工作细则
Governance Information Classification · 95% confidence The document is titled as the 'Work Rules of the Executive Committee' of a securities company, detailing the committee's composition, responsibilities, meeting procedures, and governance structure. It is a governance-related internal regulation document rather than a financial report, announcement, or other filing types. There is no indication of financial data, audit information, voting results, or any other report type. The content aligns with governance practices and internal rules of the company. Therefore, the most appropriate classification is Governance Information (CGR). The document length is 1752 characters, which is consistent with a detailed governance document rather than a brief announcement or report publication notice.
2017-04-28 Chinese
2017年第一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2017 年第一季度报告" which translates to "2017 First Quarter Report." It contains detailed financial data such as balance sheets, profit and loss statements, cash flow statements, and analysis of significant changes in financial items. The report covers the period ending March 31, 2017, and includes management discussion on financial performance, shareholder information, and important corporate events during the quarter. The document length is about 15,000 characters, indicating a comprehensive report rather than a brief announcement. The content and structure align with an Interim / Quarterly Report, which is a comprehensive financial report for a period shorter than a full fiscal year, containing actual financial statements and substantive analysis. Therefore, the appropriate classification is Interim / Quarterly Report (IR). Q1 2017
2017-04-28 Chinese
第三届董事会第七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the seventh meeting of the third board of directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes details about the meeting date, attendance, and voting results on various proposals such as approval of the 2017 first quarter report, investment limits, capital increase and decrease in subsidiaries, and amendments to internal working rules. The document is not the actual quarterly report or financial statements but an announcement of board decisions and approvals. It fits the category of Board/Management Information (MANG) as it relates to board meeting resolutions and governance decisions rather than a full financial report or other filing types.
2017-04-28 Chinese
2017年第一季度报 告
Interim / Quarterly Report Classification · 95% confidence The document is titled "2017 年第一季度报告" which translates to "2017 First Quarter Report." It contains detailed financial data such as balance sheets, profit and loss statements, cash flow statements, and explanations of significant changes in financial metrics. The document also includes management discussion on important matters, shareholder information, and legal proceedings updates. The presence of comprehensive financial statements and analysis for a quarterly period indicates this is a quarterly financial report. The document is approximately 15,000 characters long, which is consistent with a full report rather than a brief announcement. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q1 2017
2017-04-28 Chinese
关于对全资子公司方正和生减资的公告
Share Issue/Capital Change Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 regarding a capital reduction (减资) of its wholly-owned subsidiary 方正和生投资有限责任公司. It details the reduction amount, the subsidiary's business and financial status, and the impact of the capital reduction. The document is short (1194 characters) and focuses on a capital structure change rather than financial results or comprehensive reporting. It is not an annual or interim report, nor an earnings release. It is a specific announcement about a capital change (reduction of registered capital). Therefore, it fits the category of Share Issue/Capital Change (SHA).
2017-04-28 Chinese

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