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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2017-02-23 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
重大事项继续停牌公告
Regulatory Filings Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 regarding the continued suspension of trading of its stock due to a major matter being planned by its controlling shareholder, 方正集团. It references stock suspension dates, regulatory compliance with the Shanghai Stock Exchange, and promises of further disclosure within 5 trading days. The document is short (1064 characters) and serves as a formal notice about trading suspension and related procedural updates, not a financial report or detailed analysis. It does not contain financial statements, earnings data, or management discussion. It is an official regulatory announcement about trading status and information disclosure obligations, fitting the category of Regulatory Filings (RNS).
2017-02-23 Chinese
重大事项停牌公告
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the suspension of trading (stock halt) due to a major pending matter involving the controlling shareholder. It mentions the stock suspension starting from a specific date and the commitment to disclose further information within 5 trading days. There is no financial data, no detailed report, no voting results, no management changes, or other detailed filings. The document is an official notice about a trading halt, which is a regulatory announcement related to stock trading status. This fits best under Regulatory Filings (RNS) as it is a general regulatory announcement that does not fit other specific categories.
2017-02-17 Chinese
次级债券（2016年第一期）2017年付息公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the interest payment (coupon payment) for a specific bond issued by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes information about the bond's issuance, interest rate, payment dates, tax withholding details, and the institutions involved in the payment process. The document does not contain financial statements or comprehensive financial performance data. It is not an annual or interim report, nor is it a regulatory filing or certification. It is a formal announcement related to the bond's interest payment schedule and procedures, which fits the category of Capital/Financing Update (CAP). The document length is 3311 characters, which is consistent with an announcement rather than a full report.
2017-02-12 Chinese
2017年1月财务数据简报
Interim / Quarterly Report Classification · 95% confidence The document is a financial data brief for January 2017 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It provides unaudited, non-consolidated financial data including operating income, net profit, and net assets for the parent company and subsidiaries. The document is short (651 characters) and explicitly states that the data is preliminary and final data will be in the company's periodic report. It is not a full annual or interim report but a brief financial update. This fits the definition of an Interim / Quarterly Report (IR) as it contains substantive financial data for a period shorter than a fiscal year (one month). Q1 2017
2017-02-07 Chinese
第三届监事会第二次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board (监事会) of 方正证券股份有限公司 regarding their work plan for the 2016 Annual Report audit process. It details the supervisory board's planned activities related to the audit and review of the 2016 annual financial statements but does not contain the actual annual report or financial statements. The document is short (736 characters) and serves as an official meeting resolution announcement rather than the report itself. Therefore, it is best classified as a Regulatory Filing (RNS), which covers miscellaneous official announcements that do not fit other categories.
2017-01-25 Chinese
关于控股股东开展融资融券业务的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by the company regarding its controlling shareholder engaging in margin financing and securities lending activities, specifically transferring shares into a credit guarantee account for financing purposes. It details shareholding percentages and pledges but does not contain financial statements, earnings data, or management discussion. The document is short (613 characters) and serves as a disclosure of financing-related share transactions by a major shareholder. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes.
2017-01-13 Chinese

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