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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,102 across all filing types
Latest filing 2021-05-18 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司2020年年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2020 Annual General Meeting Resolution Announcement" for Tianfeng Securities Co., Ltd. It details the date and location of the AGM, attendance, voting results on various proposals including the 2020 annual report, financial statements, profit distribution, board and supervisory remuneration, and election of directors and supervisors. It also includes legal witness statements confirming the legality and validity of the meeting and resolutions. The content is focused on the official announcement of the voting results and resolutions passed at the AGM, rather than the full annual report or financial statements themselves. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is substantial and contains detailed voting data, supporting a high confidence in this classification.
2021-05-18 Chinese
中信证券股份有限公司关于天风证券股份有限公司首次公开发行股票并上市持续督导保荐总结报告书
Audit Report / Information Classification · 95% confidence The document is a detailed report titled '首次公开发行股票并上市持续督导保荐总结报告书' which translates to 'Summary Report on Continuous Supervision and Sponsorship for Initial Public Offering and Listing'. It discusses the continuous supervision and sponsorship activities related to the IPO and listing of Tianfeng Securities Co., Ltd. It includes detailed information about the IPO, the sponsors involved, the supervision period, and evaluations of compliance and disclosure. The document is not a brief announcement but a comprehensive report on the sponsorship and supervision work related to the IPO and subsequent activities. This type of document aligns with an Audit Report / Information (AR) category, as it involves verification, supervision, and compliance reporting related to securities issuance and listing, but it is not a full Annual Report or Earnings Release. The document length (2943 characters) is relatively short but contains substantive content beyond a mere announcement or certification. Therefore, the best fit is AR (Audit Report / Information). FY 2020
2021-05-13 Chinese
天风证券股份有限公司2020年年度股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as materials for the 2020 Annual General Meeting (AGM) of Tianfeng Securities Co., Ltd. It contains detailed reports including the 2020 Board of Directors work report, Supervisory Board work report, annual report, financial statements, profit distribution plan, proposals for reappointment of auditors, related party transactions, remuneration proposals, amendments to company articles, and election of directors. The content is comprehensive and includes governance, financial, and operational details typically presented at an AGM. The document length is about 15,000 characters, indicating it is the full meeting materials rather than a brief announcement or summary. The presence of multiple reports and proposals for shareholder approval aligns with AGM Information filings, which include presentations and materials shared during the Annual General Meeting. Therefore, the document should be classified as AGM Information (AGM-R).
2021-05-07 Chinese
天风证券股份有限公司关于签订募集资金三方监管协议的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Tianfeng Securities regarding the signing of a tripartite supervision agreement for raised funds. It details the amount of funds raised through a non-public stock issuance, the opening of special accounts for these funds, and the supervisory responsibilities of the sponsor institution and banks. The document includes no financial statements or detailed financial performance data but focuses on the regulatory and procedural aspects of fund management. The document length is 2316 characters, which is relatively short and consistent with an announcement rather than a full report. It is not a full Annual Report, Interim Report, or Audit Report. It is not a certification or officer attestation. The content fits the category of Capital/Financing Update (CAP) as it relates to fundraising activities and capital management disclosures.
2021-05-07 Chinese
中信证券股份有限公司关于天风证券股份有限公司非公开发行A股股票发行过程和认购对象合规性的报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report from CITIC Securities regarding the compliance of the private placement (non-public issuance) of A shares by Tianfeng Securities. It includes specifics on the issuance process, pricing, number of shares, subscription details, approval procedures, investor qualifications, payment and verification of funds, and regulatory approvals. The document is not a general financial report, earnings release, or management discussion, but a compliance and procedural report related to a capital raising event. It is not merely an announcement or a brief summary but a substantive report on the issuance process and compliance. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2021-05-05 Chinese
北京市君泽君律师事务所关于天风证券股份有限公司非公开发行A股股票发行过程和认购对象合规性的见证法律意见
Capital/Financing Update Classification · 95% confidence The document is a detailed legal opinion from a law firm regarding the compliance and process of a non-public issuance of A-shares by Tianfeng Securities Co., Ltd. It includes references to regulatory approvals, issuance procedures, subscription invitations, pricing, allocation results, and compliance with securities laws and regulations. The content focuses on the issuance process, subscription, pricing, and allocation of shares, which are typical elements of a capital raising or financing activity. There is no indication that this is a full annual report, audit report, earnings release, or other types of filings. The document is substantive and detailed, not merely an announcement or certification. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2021-05-05 Chinese

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