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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 749 across all filing types
Latest filing 2021-04-28 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
南京证券股份有限公司关于向全资子公司增资的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Nanjing Securities regarding a capital increase (增资) to its wholly-owned subsidiary, Nanjing Jushi Venture Capital Co., Ltd. It details the amount of capital increase, the purpose, board approval, and financial data of the subsidiary. The document is short (1343 characters) and focuses on a financing activity related to capital injection into a subsidiary. There is no indication that this is a full financial report or audit report, nor is it a regulatory filing or announcement of a report publication. The content fits the definition of a Capital/Financing Update (CAP) as it updates on company fundraising and capital structure changes.
2021-04-28 Chinese
南京证券股份有限公司2020年度财务报表审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an audit report for the fiscal year 2020 of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It contains detailed auditor opinions, audit basis, key audit matters, management responsibilities, and extensive financial statements including consolidated balance sheets and profit statements. The presence of an auditor's opinion, detailed audit procedures, and comprehensive financial data indicates this is a standalone audit report rather than a full annual report or other filing. The document length is substantial (15,000 characters), and it includes actual financial data and audit details, not just an announcement or certification. Therefore, the document fits the definition of an Audit Report / Information (AR).
2021-04-28 Chinese
南京证券股份有限公司关于变更会计政策的公告
Audit Report / Information Classification · 95% confidence The document is an announcement from Nanjing Securities regarding a change in accounting policy related to the adoption of a new lease accounting standard issued by the Ministry of Finance. It details the nature of the accounting policy change, its impact on financial statements, and includes opinions from independent directors and the supervisory board. The document is relatively short (1164 characters) and does not contain actual financial statements or detailed financial data. It is an announcement about a change in accounting policy rather than a full audit report or annual/interim report. Therefore, it fits best under Audit Report / Information (AR) as it relates to accounting principles and their changes, but is not a full annual report or interim report. Confidence is high given the clear focus on accounting policy change and the absence of full financial statements. Q1 2021
2021-04-28 Chinese
南京证券股份有限公司独立董事候选人声明（吴梦云）
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate of Nanjing Securities Co., Ltd. It details the candidate's qualifications, independence, and compliance with relevant laws and regulations. There is no financial data, no report or announcement of financial results, no meeting materials, or voting results. It is a regulatory compliance statement related to board/management information, specifically about a director candidate's qualifications and independence. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused on management nomination and qualifications, not a report or announcement of a report.
2021-04-28 Chinese
南京证券股份有限公司独立董事提名人声明
Board/Management Information Classification · 95% confidence The document is a formal statement nominating an independent director candidate for the board of 南京证券股份有限公司. It details the qualifications, independence criteria, and compliance with regulatory requirements for the nominee. There is no financial data, no report or results, no meeting materials, no voting results, and no mention of any financial or legal proceedings. The document is a nomination statement related to board/management changes, specifically about the nomination of an independent director candidate. Therefore, it fits best under Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication or certification, so it is not RPA or RNS.
2021-04-28 Chinese
东北证券股份有限公司关于南京证券股份有限公司2020年度持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "2020年度持续督导年度报告书" (2020 Annual Continuous Supervision Report) by a sponsoring institution (东北证券股份有限公司) for 南京证券股份有限公司. It details the continuous supervision work done during 2020, including compliance with regulatory requirements, information disclosure review, and internal control assessments. The document references regulatory frameworks such as the China Securities Regulatory Commission (CSRC) and Shanghai Stock Exchange rules. It is a detailed report on the supervision activities and compliance status for the year 2020, not an announcement or a brief summary. The content is substantive and includes detailed supervisory findings and confirmations of compliance, which aligns with the nature of an Audit Report / Information (AR) rather than a full Annual Report (10-K) or other categories. It is not a certification letter, announcement, or presentation. Therefore, the best fit is Audit Report / Information (AR). FY 2020
2021-04-28 Chinese

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