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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2021-04-28 Annual Report
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
南京证券股份有限公司2020年年度报告
Annual Report Classification · 100% confidence The document is titled "南京证券股份有限公司 2020 年年度报告" which translates to "Nanjing Securities Co., Ltd. 2020 Annual Report." It contains detailed sections typical of an annual report, including company overview, financial data, risk disclosures, governance, and audit opinions. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. It includes an auditor's unqualified opinion, management declarations, profit distribution plans, and comprehensive company information. These characteristics align with the definition of an Annual Report (10-K). FY 2020
2021-04-28 Chinese
南京证券股份有限公司第三届董事会第四次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.) held on April 28, 2021. It includes approvals of various reports for the year 2020 such as the Board Work Report, President's Work Report, Independent Directors' Report, Annual Report, Quarterly Report, Financial Statements, Profit Distribution Plan, Asset Impairment Provisions, Changes in Accounting Policies, Social Responsibility Report, Compliance Reports, Internal Control Evaluation Report, Anti-Money Laundering Report, Risk Management Reports, and others. It also includes proposals to be submitted to the shareholders' meeting, such as the issuance of debt financing instruments, amendments to company bylaws, nomination of independent directors, and authorization for capital increases. The document is a formal board meeting resolution announcement, not the reports themselves. It references many reports that are disclosed separately on the same day. The document is lengthy (7933 characters) but primarily serves as a board/management information announcement detailing board decisions and approvals. Therefore, the most appropriate classification is Board/Management Information (MANG).
2021-04-28 Chinese
南京证券股份有限公司第三届监事会第四次会议决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Nanjing Securities Co., Ltd. It details the approval of various reports including the 2020 Supervisory Board Work Report, 2020 Financial Statements, 2020 Profit Distribution Plan, 2020 Annual Report, 2021 Q1 Report, and other related reports. It also includes the nomination of a new supervisory board member. The document is a formal announcement of decisions made by the Supervisory Board and the submission of these reports to the shareholders' meeting for approval. It does not contain the full reports themselves but rather the resolutions to approve and submit them. The document length is relatively short (2426 characters), and it serves as an official announcement of meeting resolutions and voting results rather than the reports themselves. Therefore, it fits best under the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2021-04-28 Chinese
南京证券股份有限公司董事会审计委员会2020年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is titled as the "2020年度履职情况报告" (2020 Annual Performance Report) of the Board Audit Committee of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It details the activities, meetings, and responsibilities fulfilled by the audit committee during the year 2020, including review of financial reports, audit plans, internal controls, and related party transactions. The document is a report on the audit committee's duties and oversight rather than a standalone audit report or full annual report. It is not a brief announcement or a certification letter but a detailed committee report on its activities and evaluations. This fits the category of Audit Report / Information (AR), which includes reports on audit committee activities and audit-related oversight, distinct from the full Annual Report (10-K) or other filings. The document length (2662 characters) is consistent with a committee report rather than a full annual report. Therefore, the classification is AR with high confidence. FY 2020
2021-04-28 Chinese
东北证券股份有限公司关于南京证券股份有限公司2020年度募集资金存放与实际使用情况的专项核查报告
Audit Report / Information Classification · 95% confidence The document is titled as a "专项核查报告" (special inspection report) regarding the 2020 annual fundraising funds deposit and actual usage situation of Nanjing Securities Co., Ltd. It is issued by Dongbei Securities as the sponsor institution. The content details the amount of funds raised, their deposit dates, usage, management, and compliance with regulatory requirements. It references regulatory rules related to fundraising and capital management, and includes detailed tables on the use of raised funds. The document is a standalone audit or inspection report focused on the use and management of fundraising proceeds, not a full annual report or earnings release. It does not contain comprehensive financial statements or management discussion of overall company performance. It is not an announcement or a brief summary but a detailed compliance and audit-type report. Therefore, it fits best under the category of Audit Report / Information (AR). The document length (4783 characters) is sufficient to contain substantive content, not just an announcement. Hence, the classification is AR with high confidence. FY 2020
2021-04-28 Chinese
南京证券股份有限公司2020年度社会责任报告
Environmental & Social Information Classification · 100% confidence The document is titled as the "2020年度社会责任报告" which translates to "2020 Annual Social Responsibility Report". It covers the company's activities and performance related to economic, social, and environmental responsibilities for the year 2020. The content includes detailed descriptions of social responsibility initiatives, environmental efforts, employee welfare, investor relations, and corporate governance. It references compliance with environmental disclosure guidelines and social responsibility reporting standards. The document is lengthy (over 11,000 characters) and contains substantive narrative and data about ESG (Environmental, Social, and Governance) factors. There is no indication that this is an announcement or a brief summary; it is a full report. Therefore, the document fits the category of Environmental & Social Information (Code: SR).
2021-04-28 Chinese

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