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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2020-11-09 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
非公开发行股票发行情况报告书
Capital/Financing Update Classification · 95% confidence The document is titled "南京证券股份有限公司 非公开发行股票发行情况报告书" which translates to "Nanjing Securities Co., Ltd. Non-public Issuance of Shares Issuance Report." It details the issuance of new shares, including the number of shares issued, pricing, subscription details, lock-up periods, and the results of the issuance. It includes detailed information about the issuance process, regulatory approvals, subscription results, and shareholding changes. This is a comprehensive report on a capital raising event through a non-public share issuance. The content is not a brief announcement but a detailed report on the capital issuance event, including financial figures and procedural details. Therefore, it fits the category of a Capital/Financing Update (CAP).
2020-11-09 Chinese
东北证券股份有限公司、东吴证券股份有限公司关于南京证券股份有限公司非公开发行股票发行过程和认购对象合规性的报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report from the joint lead underwriters and sponsors regarding the compliance of a non-public stock issuance by Nanjing Securities Co., Ltd. It includes specifics on the issuance price, quantity, investors, subscription process, regulatory approvals, and lock-up periods. The content focuses on the issuance process and compliance with regulatory requirements, which aligns with capital raising activities. There is no indication that this is a full annual or interim financial report, audit report, or earnings release. It is not a simple announcement or a proxy statement. The detailed nature of the issuance process and compliance checks indicates this is a Capital/Financing Update.
2020-11-09 Chinese
简式权益变动报告书
Major Shareholding Notification Classification · 100% confidence The document is titled as a "简式权益变动报告书" which translates to a "Simplified Equity Change Report". It details the change in shareholding percentage of 江苏凤凰置业有限公司 in 南京证券股份有限公司 due to a non-public issuance of new shares, causing the shareholding to be passively diluted below 5%. The document includes detailed information about the shareholder, the nature of the shareholding change, the shareholding before and after the change, and related disclosures. It is a formal report on a change in major shareholding levels, consistent with notifications required when significant shareholders cross ownership thresholds. There is no indication that this is an annual report, earnings release, or other financial report type. The document is not a mere announcement of a report but a substantive filing about shareholding changes. Therefore, the appropriate classification is Major Shareholding Notification (MRQ). The document length (6076 characters) supports it being a full report rather than a brief announcement or certification.
2020-11-09 Chinese
关于签订募集资金三方监管协议的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the signing of a tripartite supervision agreement for raised funds related to a non-public stock issuance by Nanjing Securities Co., Ltd. It details the amount raised, the opening of special accounts for the funds, and the main contents of the supervision agreement. The document is relatively short (2036 characters) and does not contain financial statements or detailed financial data. It is an announcement about the management and supervision of capital raised, not a financial report or audit report. Therefore, it fits best under Capital/Financing Update (CAP).
2020-11-09 Chinese
非公开发行股票发行结果暨股本变动的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the results of a non-public stock issuance and changes in the company's share capital. It includes specifics such as the number of shares issued, pricing, subscription details, lock-up periods, regulatory approvals, and changes in the top shareholders before and after the issuance. The content focuses on capital raising activities and share capital changes rather than financial performance, management changes, or legal matters. Therefore, it fits the category of a Capital/Financing Update (CAP). The document length and detail confirm it is the actual announcement, not just a brief notice or report publication announcement.
2020-11-09 Chinese
关于向专业投资者公开发行公司债券获得中国证监会注册批复的公告
Capital/Financing Update Classification · 100% confidence The document is an official announcement from Nanjing Securities regarding the approval from the China Securities Regulatory Commission (CSRC) for the company to publicly issue corporate bonds to professional investors. It details the registration approval, issuance terms, and compliance requirements. The content focuses on a capital raising activity through bond issuance, not a financial report or earnings release. The document length is short (657 characters) and it is a formal announcement of a financing event. Therefore, it fits the category of Capital/Financing Update (CAP).
2020-11-03 Chinese

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