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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2020-08-28 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
第三届董事会第二次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of Nanjing Securities Co., Ltd. It includes voting results on several reports: the 2020 semi-annual report, the 2020 mid-year compliance report, a risk management report, and a report on asset management product rectification. The document is short (699 characters) and primarily serves to announce the board's approval of these reports rather than containing the reports themselves. Therefore, it is not the actual interim/quarterly report (IR) but an announcement related to board decisions. The content fits best under Board/Management Information (MANG) as it details board meeting resolutions and voting outcomes on management reports.
2020-08-28 Chinese
关于国有股份拟无偿划转的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the transfer of state-owned shares without compensation. It details the parties involved, the number of shares transferred, and confirms that the controlling shareholder and actual controller remain unchanged. There is no financial data, no report attached or referenced as being published, and no mention of a meeting or voting results. The document is a regulatory announcement about a shareholding change due to a transfer of shares within related entities, not a report or financial statement. This fits best under the category of Major Shareholding Notification (MRQ), as it notifies about a change in significant share ownership levels, even though the controlling shareholder remains the same.
2020-08-24 Chinese
关于子公司负责人变更的公告
Board/Management Information Classification · 95% confidence The document is a short announcement regarding a change in the responsible person (chairman and legal representative) of a subsidiary company. It mentions the board's guarantee of the announcement's accuracy and the completion of registration procedures for the change. There is no financial data, no mention of a report or meeting, and the content is about management changes at the subsidiary level. This fits the category of Board/Management Information (MANG). The document length is very short (311 characters), but it is not a report publication announcement or regulatory filing since it contains substantive information about management change.
2020-08-13 Chinese
2020年7月份财务数据简报
Regulatory Filings Classification · 95% confidence The document is a financial data brief for July 2020 from Nanjing Securities, disclosing unaudited, non-consolidated monthly financial data such as net assets, revenue, and net profit. It explicitly states that the data is preliminary and final data will be in the company's periodic report. The document is short (543 characters) and serves as a brief update rather than a full financial report. It does not contain comprehensive financial statements or detailed analysis typical of an Interim/Quarterly Report (IR). It is a monthly financial data announcement, which fits best under the category of Regulatory Filings (RNS) as a general regulatory announcement and disclosure of financial data that does not constitute a full report.
2020-08-06 Chinese
章程
Governance Information Classification · 95% confidence The document is titled as the Articles of Association (章程) of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It contains detailed provisions about the company's share issuance, shareholding structure, shareholders' rights and obligations, the organization and powers of the shareholders' meeting, board of directors, supervisory board, and other governance matters. It references relevant laws and regulations such as the Company Law, Securities Law, and regulations by the China Securities Regulatory Commission. The content is a comprehensive governance document that sets out the internal rules and structure of the company rather than a financial report, announcement, or meeting minutes. It is not an Annual Report, Interim Report, Earnings Release, nor a Proxy Statement or Voting Results. It is not a regulatory filing or announcement of a report. The document is a governance document detailing the company's internal rules, board structure, shareholder rights, and corporate governance practices. Therefore, the appropriate classification is Governance Information (CGR). The document length (15,000 characters) and detailed content support this classification with high confidence.
2020-08-03 Chinese
关于完成公司章程修订的公告
Governance Information Classification · 95% confidence The document is an announcement from Nanjing Securities about the completion of amendments to the company's articles of association (公司章程). It references board and shareholder approvals and states that the revised articles have been filed with the relevant authorities and published on the stock exchange website. The document is short (430 characters) and serves as a formal notice of completion of a governance-related procedural update rather than the full governance report itself. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules and governance practices.
2020-08-03 Chinese

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