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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2021-04-23 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司关于南京证券股份有限公司非公开发行限售股上市流通的核查意见
Regulatory Filings
2021-04-23 Chinese
南京证券关于子公司变更股权和注册资本获得批复的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Nanjing Securities regarding the approval of changes in equity and registered capital of its subsidiary Ningzheng Futures Co., Ltd. It details the increase in registered capital, the new shareholder structure, and references prior announcements about the capital increase. The document is a formal public announcement about a capital structure change and equity transfer involving a subsidiary, approved by a regulatory body (Jiangsu Securities Regulatory Bureau). It does not contain financial statements or detailed financial performance data, nor is it a report or presentation. It fits the category of Capital/Financing Update (CAP) as it concerns changes in capital and equity structure.
2021-04-09 Chinese
2020年度业绩快报公告
Earnings Release Classification · 95% confidence The document is titled '2020 年度业绩快报公告' which translates to '2020 Annual Performance Express Announcement'. It contains preliminary financial data for the year 2020, including revenue, profit, net assets, and earnings per share. The data is explicitly stated as preliminary and unaudited, with a note that the final audited data will be disclosed in the 2020 Annual Report. The document is relatively short (1959 characters) and serves as a quick financial performance summary rather than a full comprehensive report. It also includes a risk warning about the preliminary nature of the data and mentions that detailed audited data will be in the annual report. This type of document is typically an Earnings Release (ER), which provides initial key financial highlights for a fiscal year before the full annual report is published. FY 2020
2021-01-29 Chinese
关于计提资产减值准备的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by Nanjing Securities regarding the provision for asset impairment losses for the fiscal year ending December 31, 2020. It details the amounts of impairment provisions made for various asset categories and their impact on the company's profit and loss. The document is relatively short (1084 characters) and focuses on a specific accounting adjustment rather than presenting a full financial report or audit. It does not contain comprehensive financial statements or detailed management discussion. The nature of the document is an announcement about an accounting provision, which aligns best with a Regulatory Filing (RNS) as it is a regulatory disclosure of a significant accounting event but not a full audit report or annual/interim report.
2021-01-29 Chinese
原持股5%以上股东集中竞价减持股份结果公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the results of a concentrated share reduction plan by a shareholder holding more than 5% of the company's shares. It details the shareholder's holdings before and after the reduction plan period, the reduction plan implementation results, and confirms that no shares were actually reduced during the specified period. The document is a formal disclosure of shareholding changes related to a major shareholder's reduction plan, which fits the category of Major Shareholding Notification (MRQ). The document length is short and it is not a full financial report or earnings release, nor is it a regulatory certification or proxy material. Therefore, the appropriate classification is MRQ with high confidence.
2021-01-28 Chinese
东北证券股份有限公司关于公司2020年度持续督导工作现场检查报告
Audit Report / Information Classification · 95% confidence The document is titled as a "现场检查报告" (On-site Inspection Report) related to the continuous supervision work for the year 2020 by Northeast Securities Co., Ltd. on Nanjing Securities Co., Ltd. It details the inspection of company governance, internal controls, information disclosure, independence, use of raised funds, related party transactions, guarantees, major investments, and business operations. The document is a detailed report of the inspection findings and conclusions, not an announcement or a brief summary. It does not fit the categories of Annual Report, Interim Report, or Earnings Release, nor is it a regulatory filing or announcement. It is a standalone audit/inspection report related to regulatory compliance and internal controls, which aligns with the definition of an Audit Report / Information (AR). The document length is 2593 characters, which is relatively short but contains substantive content and detailed findings, not just an announcement or certification. Therefore, the best classification is AR with high confidence. FY 2020
2021-01-06 Chinese

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