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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2021-09-03 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于修订公司《章程》的公告
Governance Information Classification · 95% confidence The document is an announcement regarding the revision of the company's Articles of Association (章程). It details specific amendments to the company's governance documents and states that the revisions will be submitted to the shareholders' meeting for approval. The content focuses on governance structure and internal rules rather than financial data or results. The document length is 2760 characters, which is relatively short and primarily an announcement of changes to governance documents. Therefore, it fits best under Governance Information (CGR) rather than a full report or other categories.
2021-09-03 Chinese
内部控制评价办法
Governance Information Classification · 95% confidence The document is titled as an internal control evaluation method for 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the principles, procedures, content, classification, and rectification of internal control evaluations, including compliance management, risk management, and investment banking business internal control evaluations. It also specifies the preparation and content of internal control evaluation reports, their submission to the board, and disclosure timelines. The document is a comprehensive internal control evaluation guideline and methodology, not an actual internal control evaluation report or audit report. It does not contain financial statements or audit opinions but rather the framework and rules for conducting internal control evaluations. Therefore, it is not an Annual Report (10-K), Audit Report (AR), or Management Report (MDA). It is also not a Regulatory Filing (RNS) or Report Publication Announcement (RPA) because it is a substantive internal control policy document. The document fits best under Governance Information (CGR), as it details the company's internal control evaluation rules, governance structure related to internal control, and procedures for internal control assessment and reporting.
2021-09-03 Chinese
第四届董事会第十四次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of the resolutions passed at the 14th meeting of the 4th Board of Directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on August 30, 2021. It includes details about the meeting's attendance, voting results, and the approval of several reports including the 2021 semi-annual report, related party transaction reports, and risk control reports. The document also mentions that these reports are published on the Shanghai Stock Exchange website and various newspapers. The content focuses on board meeting decisions and approvals rather than the full reports themselves. The document length is 1736 characters, which is relatively short and consistent with a meeting resolution announcement rather than a full financial report. Therefore, this document is best classified as Board/Management Information (MANG) because it announces board meeting resolutions and decisions, including approval of reports and related governance matters.
2021-08-30 Chinese
2021年半年度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2021 年半年度报告" which translates to "2021 Semi-Annual Report." It contains detailed financial data, management discussion and analysis, company business segments, financial indicators, and operational performance for the first half of 2021 (January 1 to June 30, 2021). The document is lengthy (15,000 characters) and includes comprehensive financial statements and analysis, not just an announcement or summary. The presence of detailed financial metrics, management discussion, and analysis confirms it is a substantive interim financial report. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). H1 2021
2021-08-30 Chinese
2021年半年度报告摘要
Interim / Quarterly Report Classification · 100% confidence The document is titled as a "2021 年半年度报告摘要" which translates to "2021 Semi-Annual Report Summary." It contains detailed financial data for the half-year period, including assets, revenues, profits, and business segment performance. The document length is 9033 characters, which is substantial and contains actual financial data and analysis, not just an announcement or summary. It includes management discussion and analysis of business segments, financial performance, and outlook. The document is clearly a comprehensive interim financial report for a period shorter than a full fiscal year, consistent with the definition of an Interim / Quarterly Report (IR). H1 2021
2021-08-30 Chinese
2021年上半年风险控制指标相关情况报告
Interim / Quarterly Report Classification · 95% confidence The document is titled as a '2021 年上半年风险控制指标相关情况报告' which translates to '2021 First Half Risk Control Indicators Related Report'. It contains detailed risk control metrics such as net capital, liquidity coverage ratio, capital leverage ratio, and other regulatory risk indicators for the half-year period ending June 30, 2021. The document references compliance with China Securities Regulatory Commission (CSRC) regulations and discusses capital adequacy and risk control status for the half-year period. The content is a regulatory risk control report for a half-year period, which aligns with the definition of an Interim / Quarterly Report (IR) as it contains substantive financial and risk data for a period shorter than a full fiscal year. The document length is 1261 characters, which is short but contains actual data and analysis, not just an announcement or certification. Therefore, it should be classified as an Interim / Quarterly Report (IR). H1 2021
2021-08-30 Chinese

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