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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,860 across all filing types
Latest filing 2021-05-07 Legal Proceedings Report
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于公司涉及诉讼的公告
Legal Proceedings Report Classification · 100% confidence The document is a public announcement from 方正证券股份有限公司 regarding a legal proceeding involving the company as the applicant in an enforcement case. It details the background of the lawsuit, the amount involved, the current status of the case, and the potential impact on the company's profits. The document is short (900 characters) and focuses solely on legal matters without presenting financial statements or detailed financial analysis. It is clearly an update on a legal proceeding rather than a full audit report or annual report. Therefore, it fits the category of Legal Proceedings Report (LTR).
2021-05-07 Chinese
关于控股股东重整的进展公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding the progress of the restructuring (重整) of its controlling shareholder, 北大方正集团有限公司. It details court rulings, the appointment of a management team, the signing of a restructuring investment agreement, and the potential change in controlling shareholder and actual controller. The document is relatively short (1372 characters) and serves as an update on the restructuring progress rather than a full financial report or detailed management discussion. It does not contain financial statements or detailed financial analysis. It is not a report publication announcement since it provides substantive update information. The content fits best under a Regulatory Filing (RNS) as it is a regulatory announcement about a significant corporate event (restructuring progress) that does not fit other more specific categories like M&A or Capital/Financing Update, since it is about restructuring progress and court rulings rather than a merger or financing event per se.
2021-05-05 Chinese
2020年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is titled as a "2020年度利润分配方案公告" which translates to "2020 Annual Profit Distribution Plan Announcement." It details the company's cash dividend distribution plan for the fiscal year 2020, including dividend per share, total dividend amount, and the rationale behind the dividend payout ratio. It also mentions the need for shareholder approval at the upcoming general meeting. The document is relatively short (2400 characters) and focuses on dividend distribution details rather than full financial statements or comprehensive financial performance. This fits the definition of a Notice of Dividend Amount (DIV), which announces dividend amounts, payment dates, and related details for shareholders. It is not an Annual Report (10-K) or Earnings Release (ER) because it lacks comprehensive financial data or earnings highlights. It is not a Report Publication Announcement (RPA) because it contains substantive dividend distribution information rather than just announcing a report's release.
2021-04-29 Chinese
2020年度内部控制审计报告
Regulatory Filings
2021-04-29 Chinese
第四届监事会第五次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding the approval of various reports including the 2020 Annual Report, 2020 Annual Financial Statements, Internal Control Evaluation Report, Social Responsibility Report, and the 2021 First Quarter Report. The document details the meeting date, attendees, voting results, and confirms the reports' compliance with relevant laws and regulations. The document itself does not contain the full financial statements or detailed financial data but rather the resolutions approving these reports and indicating that these reports will be submitted to the shareholders' meeting for approval. The document length is 1928 characters, which is relatively short and consistent with an announcement of meeting resolutions rather than the full reports themselves. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is an official announcement of supervisory board resolutions and approvals, not the full annual or quarterly reports themselves.
2021-04-29 Chinese
2021年第一季度报告正文
Interim / Quarterly Report Classification · 100% confidence The document is titled '2021 年第一季度报告' which translates to '2021 First Quarter Report'. It contains detailed financial data for the first quarter of 2021, including assets, net profits, cash flows, and shareholder information. The document includes management assurances about the accuracy of the report, financial statement data, and explanations of significant changes in financial metrics. It also mentions that the report is unaudited and includes notes on accounting policy changes effective from January 1, 2021. The length of the document (6923 characters) and the presence of substantive financial data and analysis confirm it is a comprehensive quarterly financial report rather than a brief announcement or certification. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q1 2021
2021-04-29 Chinese

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