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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2021-07-07 Major Shareholding Noti…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
中国国际金融股份有限公司关于方正证券股份有限公司详式权益变动报告书之财务顾问核查意见
Major Shareholding Notification Classification · 95% confidence The document is titled as a "详式权益变动报告书" which translates to a "Detailed Equity Change Report" related to 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes a financial advisor's verification opinion and detailed sections on the equity change, qualifications of the information disclosure obligor, shareholding structure, control relationships, financial status, legal compliance, management, and the purpose of the equity change. The document references Chinese securities laws and regulations such as the "上市公司收购管理办法" (Measures for the Administration of Takeovers of Listed Companies) and disclosure standards "准则第15号" and "准则第16号" which pertain to equity change and takeover reports. The content is a comprehensive report on a significant equity change, including due diligence and verification by a financial advisor, which aligns with the definition of a Major Shareholding Notification (MRQ) filing. It is not an announcement or a brief summary but a detailed report with substantive content about the equity change and related disclosures. Therefore, the document is best classified as a Major Shareholding Notification (MRQ).
2021-07-07 Chinese
详式权益变动报告书
Major Shareholding Notification Classification · 95% confidence The document is titled "详式权益变动报告书" which translates to "Detailed Equity Change Report" for 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the change in shareholding by 中国平安人寿保险股份有限公司 (Ping An Life Insurance Co., Ltd.) including the background, decision process, shareholding percentages before and after the change, funding sources, and regulatory approvals required. The document extensively discusses the equity change, the parties involved, and the legal and procedural context. This matches the definition of a Major Shareholding Notification (MRQ), which involves notification of changes in significant share ownership levels crossing thresholds. The document is lengthy (15,000 characters) and contains detailed substantive information about the shareholding change, not just an announcement or a brief note. Therefore, it is not a simple Regulatory Filing or Report Publication Announcement. It is not an Annual Report, Audit Report, or any other category related to financial results or governance changes. Hence, the correct classification is MRQ with high confidence.
2021-07-07 Chinese
关于公司涉及诉讼的进展公告
Legal Proceedings Report Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding the progress of litigation cases involving the company. It details the status of court enforcement actions, involved parties, amounts in dispute, and the impact on the company's financials. The document is titled as an "公告" (announcement) and provides updates on legal proceedings rather than a full legal report or audit. It does not contain comprehensive financial statements or detailed legal analysis but rather informs shareholders and the public about ongoing litigation developments. Therefore, it fits best under the category of Legal Proceedings Report (LTR). The document length is 1707 characters, which is consistent with an announcement rather than a full report.
2021-07-05 Chinese
关于控股股东重整进展暨控股股东及实际控制人拟发生变更的提示性公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by 方正证券股份有限公司 regarding a significant change in the controlling shareholder and actual controller due to a judicial restructuring process involving the major shareholder 方正集团. It details the background of the restructuring, the shareholding changes before and after the event, and the expected new controlling shareholder. The document is relatively short (3160 characters) and serves as a notification of an upcoming change in ownership and control, including references to future filings of detailed reports. It does not contain financial statements or detailed financial data but rather informs about a corporate governance event related to shareholding changes and control. This fits the category of a Regulatory Filing (RNS) as it is a regulatory announcement about a significant corporate event that does not fall under more specific categories like MANG (management changes) or MRQ (major shareholding notification) because it is about a judicial restructuring and control change with pending approvals and future detailed reports to be filed. Therefore, the best classification is Regulatory Filings (RNS).
2021-07-05 Chinese
关于方正证券股份有限公司2020年年度股东大会的法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter issued by a law firm regarding the 2020 Annual General Meeting (AGM) of the company 方正证券股份有限公司. It details the legality of the meeting's convening, attendance, voting procedures, and results. The document includes verification of the meeting's compliance with relevant laws and company rules, and it provides detailed voting results on various agenda items. The document is not the AGM presentation materials themselves but a legal opinion on the AGM process and voting results. This fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA), as it officially reports the voting outcomes and validates the meeting procedures. The document length (5831 characters) and content confirm it is a substantive report of voting results rather than a brief announcement or a full annual report. Therefore, the correct classification is DVA with high confidence.
2021-06-28 Chinese
2020年年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2020 年年度股东大会决议公告" which translates to "2020 Annual General Meeting Resolution Announcement." It details the resolutions passed at the 2020 Annual General Meeting (AGM) of the company, including voting results on various agenda items such as the 2020 annual report, financial statements, profit distribution plan, and appointment of auditors. The document includes attendance details, voting percentages, and legal witness statements confirming the validity of the meeting and resolutions. There is no full annual report or financial statements included, only the announcement of the AGM resolutions and voting results. This matches the definition of "Declaration of Voting Results & Voting Rights Announcements (DVA)" rather than the full Annual Report (10-K) or AGM Information presentation (AGM-R). The document length is about 4981 characters, which is sufficient for a detailed voting results announcement but does not contain the full report itself. Therefore, the correct classification is DVA with high confidence.
2021-06-28 Chinese

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