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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2021-04-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
日常关联交易公告
Regulatory Filings Classification · 95% confidence The document is a daily related-party transaction announcement by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the nature, amounts, and approval procedures of related-party transactions with its controlling shareholder 方正集团 (Founder Group) and its affiliates. The document includes transaction types, estimated and actual amounts for 2020 and projections for 2021, descriptions of the related parties, and the pricing principles applied. It is a regulatory announcement about ongoing related-party transactions rather than a financial report, earnings release, or management discussion. The document length is 3542 characters, which is relatively short and focused on a specific topic. It does not contain comprehensive financial statements or detailed financial analysis. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements that do not fit other categories.
2021-04-29 Chinese
2020年度关联交易情况的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a special explanation on related party transactions for the year 2020 by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes an internal special audit report on related party transactions, prepared by ShineWing Certified Public Accountants, referencing the 2020 audited financial statements and audit report number XYZH/2021BJAB10723. The document discusses the audit procedures, internal control systems, approval processes, pricing, and disclosure compliance related to related party transactions for the fiscal year 2020. It contains substantive audit findings and detailed financial transaction data related to the company's related party dealings. The document is not merely an announcement or a brief summary but a detailed audit report on a specific aspect of the company's financials. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles, excluding full annual reports. The document length (7798 characters) and content confirm it is a full report rather than a short announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2020
2021-04-29 Chinese
2020年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2020 年度内部控制评价报告' which translates to '2020 Annual Internal Control Evaluation Report' for 方正证券股份有限公司 (Founder Securities Co., Ltd.). It discusses the evaluation of internal control effectiveness as of December 31, 2020, including financial and non-financial internal control defects, audit opinions, and remediation status. The content is detailed and includes quantitative and qualitative standards for internal control defects, scope of evaluation, and audit results. It is a comprehensive report on internal control evaluation, which is a type of audit-related report but not a full annual report or earnings release. It is not a brief announcement or a certification letter but a substantive report on internal control evaluation. This fits the category of Audit Report / Information (AR), which includes standalone audit reports and internal control evaluation results. The document length (7962 characters) and detailed content support this classification with high confidence. FY 2020
2021-04-29 Chinese
2020年年度报告
Regulatory Filings
2021-04-29 Chinese
关于2020年度计提资产减值损失的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding the 2020年度计提资产减值损失 (2020 annual asset impairment loss provision). It details the amounts and categories of impairment losses recognized for the fiscal year 2020, including credit impairment losses on various financial assets and intangible assets. The document includes opinions from independent directors, the audit committee, and the supervisory board confirming the appropriateness and compliance of the impairment provisions with accounting standards and company policies. The document is relatively short (2407 characters) and focuses on a specific accounting event rather than providing a full annual report or comprehensive financial statements. It is not a full Annual Report (10-K), Interim Report (IR), or Earnings Release (ER). It is also not a certification or officer attestation document. The content is a regulatory announcement about a significant accounting event affecting the company's financials, which fits best under Regulatory Filings (RNS) as it does not constitute a full audit report or annual report but is a formal disclosure of impairment losses.
2021-04-29 Chinese
第四届董事会独立董事提名人（北大方正集团有限公司）声明
Board/Management Information Classification · 95% confidence The document is a nomination statement for an independent director candidate to the board of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the qualifications, independence, and compliance of the nominee with relevant laws and regulations. There is no financial data, earnings information, or report publication mentioned. The content is focused on board/management information, specifically the nomination of a board member. The document length is short (2105 characters), and it is not an announcement of a report publication but a formal nomination statement. Therefore, the appropriate classification is Board/Management Information (MANG).
2021-04-29 Chinese

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