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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2021-10-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于2021年前三季度计提信用减值损失的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding the credit impairment losses provisioned for the first three quarters of 2021. It details the amounts of credit impairment losses recognized on various asset categories, the accounting policies applied, and the impact on the company's profits. It also includes opinions from independent directors, the audit committee, and the supervisory board confirming the appropriateness and compliance of the provision with accounting standards and company policies. The document is relatively short (1922 characters) and serves as a formal announcement of the credit impairment provisioning rather than a full financial report or audit report. It does not contain comprehensive financial statements or detailed financial analysis typical of an Interim/Quarterly Report (IR) or Annual Report (10-K). It is also not a certification or regulatory compliance filing. Therefore, this document fits best as a Regulatory Filing (RNS) because it is a regulatory announcement about credit impairment provisioning without being a full financial report or audit report.
2021-10-29 Chinese
关于控股股东重整的进展公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the progress of the restructuring of the company's controlling shareholder, including details about changes in shareholding and control. It does not contain financial statements or detailed financial performance data. The document is relatively short (1289 characters) and serves as a formal disclosure of corporate events related to shareholder structure and control changes. This fits the category of a Regulatory Filing (RNS) as it is a general regulatory announcement about corporate restructuring and shareholder changes, not a full report or detailed financial disclosure.
2021-10-21 Chinese
2021年前三季度业绩快报
Earnings Release Classification · 95% confidence The document is titled '2021年前三季度业绩快报' which translates to '2021 First Three Quarters Performance Express Report'. It contains preliminary unaudited financial data for the first nine months of 2021, including revenue, profit, net income, and balance sheet figures. The document explicitly states that the data is preliminary and unaudited, and that the final detailed data will be disclosed in the company's third quarter report. The length of the document is 1340 characters, which is quite short and consistent with a brief earnings update rather than a full interim report. The document does not contain comprehensive financial statements or detailed analysis, but rather a summary of key financial metrics and a risk warning. This matches the characteristics of an Earnings Release (ER), which is an initial announcement of quarterly or periodical financial results with key highlights only. Therefore, the appropriate classification is Earnings Release (ER). 9M 2021
2021-10-19 Chinese
关于公司涉及诉讼的进展公告
Legal Proceedings Report Classification · 95% confidence The document is a public announcement from 方正证券股份有限公司 regarding the progress of legal proceedings involving the company as the applicant in enforcement cases related to stock pledge repurchase agreements. It details the litigation status, amounts involved, court decisions, and the impact on the company's financials for the third quarter. The document is titled as an announcement about litigation progress and does not contain full financial statements or comprehensive financial analysis. It is not a full audit report or annual/interim report but rather an update on legal proceedings affecting the company. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length is about 2000 characters, which is consistent with an announcement rather than a full report.
2021-10-12 Chinese
对外捐赠管理办法
Governance Information Classification · 95% confidence The document is titled '对外捐赠管理办法' which translates to 'External Donation Management Measures' and details the company's policies, principles, procedures, and responsibilities regarding external donations. It includes sections on general principles, scope, management procedures, approval processes, and supervision. There is no indication that this is a financial report, earnings release, regulatory filing, or any other typical financial document. It is a governance or internal policy document related to corporate social responsibility and donation management. Therefore, the most appropriate classification is Governance Information (CGR). The document length is about 4981 characters, which is sufficient for a full policy document rather than a brief announcement or notice.
2021-09-27 Chinese
第四届董事会第十六次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the meeting date, attendance, and specific decisions made, such as the approval of amendments to the company's external donation management measures and the determination of senior management's 2020 performance bonuses. There is no financial data, earnings information, or detailed report content. The document is clearly a board meeting resolution announcement, which fits the category of Board/Management Information (MANG). The document length is short and it does not indicate it is an announcement of a report publication or a certification. Therefore, the correct classification is MANG with high confidence.
2021-09-27 Chinese

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