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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2013-11-15 Director's Dealing
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 4/A
Director's Dealing
2013-11-15 English
FORM 4
Director's Dealing
2013-11-15 English
FORM 5
Director's Dealing
2013-11-14 English
FORM 4/A
Director's Dealing
2013-11-14 English
8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content describes an amendment to a loan agreement, including changes to loan principal and financial covenants. There are no financial statements or comprehensive financial data presented, only a description of a financing agreement amendment. This fits the category of a Capital/Financing Update, as it relates to changes in the company's financing arrangements. The document length is about 5,069 characters, which is sufficient to contain substantive information about the financing update rather than just an announcement of a report. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2013-11-04 English
FORM 8-K
Notice of Dividend Amount Classification · 95% confidence The document is a Form 8-K, which is a current report filed with the SEC to announce major events. The text specifically mentions the declaration of a cash dividend, with details on the dividend amount, payment date, and record date. The document includes a press release about the dividend declaration as an exhibit. The length is 2960 characters, which is relatively short and consistent with an announcement rather than a full report. The content focuses on dividend declaration details, which aligns with the category for Notice of Dividend Amount filings. Therefore, the appropriate classification is Notice of Dividend Amount (DIV).
2013-10-31 English

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