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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2014-02-20 Director's Dealing
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 4
Director's Dealing
2014-02-20 English
FORM 4
Director's Dealing
2014-02-18 English
FORM 4
Director's Dealing
2014-02-13 English
Major Shareholding Notification 2014
Major Shareholding Notification
2014-02-07 English
Declaration of Voting Results & Voting Rights Announcements 2014
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated January 30, 2014, reporting the submission of matters to a vote of security holders at the Annual Meeting. It includes detailed voting results for director elections and other shareholder proposals. The content focuses on the official results of shareholder votes at the Annual Meeting, which matches the description of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 3365 characters, which is short but contains substantive voting results, not just an announcement of a report. Therefore, it is not a Report Publication Announcement (RPA). It is not a full Annual Report, nor an earnings release or management report. The key indicator is the detailed voting results table and the context of the Annual Meeting vote outcomes. Hence, the correct classification is DVA with high confidence.
2014-02-06 English
FORM 8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text mentions the filing date (January 30, 2014) and references a press release announcing financial results for the fiscal quarter ended December 31, 2013, as well as a declaration of a cash dividend. The document itself does not contain detailed financial statements or comprehensive financial analysis but rather refers to a press release (Exhibit 99.1) that contains the financial results and dividend declaration. The length of the document is 3466 characters, which is relatively short and consistent with an announcement rather than a full financial report. According to the rules, if a document is short and announces or furnishes a press release with financial results and dividend declaration, it should be classified as an Earnings Release (ER) because it is the initial announcement of quarterly financial results and dividend declaration. The document is not a full quarterly report (IR) because it lacks substantive financial data and analysis, nor is it a dividend notice alone (DIV) because it also includes financial results. Therefore, the best classification is Earnings Release (ER).
2014-01-30 English

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