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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2013-09-18 Regulatory Filings
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content specifically details the grant of restricted stock units (RSUs) to named executive officers, including the terms of vesting and reference to award agreements. This is an announcement related to compensatory arrangements for certain officers, which falls under changes in management compensation or arrangements. It is not a full annual or quarterly report, nor is it an earnings release or proxy statement. The document is not a certification or a report publication announcement but a regulatory filing disclosing management compensation details. Therefore, the most appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement that does not fit more specific categories like Remuneration Information (DEF 14A) which is typically a proxy statement, or Management Reports.
2013-09-18 English
FORM 8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated August 7, 2013, by Hennessy Advisors, Inc. It announces the quarterly financial results for the period ended June 30, 2013, and also declares a cash dividend. The text states that the actual financial results are included in a press release (Exhibit 99.1) which is incorporated by reference, but the 8-K itself is a current report announcing these events. The document length is 3121 characters, which is relatively short and primarily serves as an announcement rather than containing detailed financial statements or analysis. The key items are the quarterly financial results announcement and the dividend declaration. According to the filing definitions, an initial announcement of quarterly financial results (key highlights only) corresponds to an Earnings Release (ER). The dividend declaration corresponds to Notice of Dividend Amount (DIV). However, since the document is a combined 8-K announcing both quarterly results and dividend declaration, and the primary focus is on the quarterly results announcement, the best classification is Earnings Release (ER).
2013-08-07 English
FORM 10-Q
Interim / Quarterly Report 9M 2013
2013-08-07 English
Regulatory Filings 2013
Regulatory Filings
2013-07-17 English
FORM 4
Director's Dealing
2013-07-02 English
FORM 4
Director's Dealing
2013-06-05 English

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