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HENNESSY ADVISORS INC — Director's Dealing 2013
Mar 28, 2013
34314_dirs_2013-03-27_94474a1c-f65d-4074-895f-e83a3799b6f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2013-03-25
Reporting Person: SEAVEY THOMAS L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-25 | Common Stock | F | 14496 | $7.00 | Disposed | 39479 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to acquire) | $7.11 | 2014-11-03 | Common Stock (25313) | 25313 | Direct |
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