Skip to main content
HENNESSY ADVISORS INC logo

HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
Open in API
Filings indexed 1,004 across all filing types
Latest filing 2012-11-01 Capital/Financing Update
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content specifically details the entry into a material definitive agreement, namely a Second Amended and Restated Loan Agreement between Hennessy Advisors and U.S. Bank. It includes terms of the loan, covenants, and default conditions. This is an update on the company's financing arrangements, not a full financial report or earnings release. The document is over 6,000 characters and contains substantive details about the financing agreement. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2012-11-01 English
8-K
Notice of Dividend Amount Classification · 100% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text specifically mentions the declaration of a cash dividend, including the amount, payment date, and record date. The document includes a press release announcing the dividend declaration. There is no detailed financial report or analysis, only an announcement of the dividend amount and payment details. According to the filing definitions, announcements of dividend amounts and payment details fall under the category 'Notice of Dividend Amount (DIV)'. The document length is short and focused solely on the dividend declaration, confirming it is not a full financial report but a dividend notice.
2012-10-30 English
8-K
M&A Activity Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content describes the completion of an acquisition of assets, including financial terms and references to related exhibits and future filings. It does not contain full financial statements or detailed financial performance data itself, but rather announces a significant corporate event (an acquisition) and references future amendments for financial statements. This fits the category of M&A Activity (TAR), which covers announcements and documents related to merger proposals or takeover bids. The document length is under 5,000 characters, but it contains substantive information about the acquisition event, not just a report publication announcement. Therefore, the correct classification is TAR with high confidence.
2012-10-30 English
Regulatory Filings 2012
Regulatory Filings
2012-10-30 English
8-K
Board/Management Information Classification · 100% confidence The document is a Form 8-K filed with the SEC, dated October 8, 2012, reporting an amended and restated employment agreement with Neil J. Hennessy, the chairman, CEO, and CIO. The content focuses on management changes and compensation arrangements. There are no financial statements or detailed financial data presented. The document is a regulatory announcement about management and board changes, specifically under Item 5.02 which relates to departure or appointment of directors or officers. Therefore, it fits the category of Board/Management Information (MANG). The document length is 3629 characters, which is typical for an 8-K filing of this nature and not a full report like an annual or quarterly report.
2012-10-10 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated August 2, 2012, by Hennessy Advisors, Inc. It references a press release announcing quarterly financial results for the period ended June 30, 2012, and a declaration of a cash dividend. The document length is 3165 characters, which is relatively short and primarily serves to announce the press release rather than containing detailed financial statements or analysis itself. The document explicitly states that the press release is furnished as an exhibit and incorporated by reference, indicating this is an announcement of results rather than the full earnings release document. Therefore, this filing is best classified as a Regulatory Filing (RNS) because it is a current report announcing events and referencing a press release, not the earnings release itself or a full interim report.
2012-08-02 English

Browse filings by year

24 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.