HENNESSY ADVISORS INC — Director's Dealing 2013

Mar 28, 2013

SEC Form 4/A — Form 4/A

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2013-03-25

Reporting Person: SEAVEY THOMAS L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-03-25	Common Stock	M	28582	$3.55	Acquired	53707	Direct
2013-03-25	Common Stock	F	14496	$7.00	Disposed	39211	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-03-25	Stock Option (right to acquire)	$3.55	M	28582	Disposed	2013-08-06	Common Stock (28582)	Direct

Footnotes

F1: The Form 4 filed on March 27, 2013 did not include this stock option because it was reported that the entire stock option was exercised on March 19, 2013. Only a portion of this stock option was exercised on March 19 and March 22, 2013. The Form 4 filed March 27, 2013 is being amended to report that 28,582 shares of this stock option was exercised on March 25, 2013.