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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2014-05-16 Director's Dealing
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
FORM 4
Director's Dealing
2014-05-16 English
FORM 4
Director's Dealing
2014-05-16 English
FORM 4
Director's Dealing
2014-05-16 English
FORM 10-Q
Interim / Quarterly Report Q2 2014
2014-05-05 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text indicates that the filing includes a press release announcing financial results for the quarter ended March 31, 2014, and a declaration of a cash dividend. The document itself is only 3265 characters, which is relatively short and primarily references the press release as an exhibit. The content is not the full financial report but an announcement of financial results and dividend declaration. According to the rules, such a document is best classified as a Regulatory Filing (RNS) because it is a current report announcing events and includes a press release, not the full earnings release or dividend notice itself. The document does not contain detailed financial statements or substantive financial data, so it is not an Interim/Quarterly Report (IR) or Earnings Release (ER). It also includes a dividend declaration but as part of the press release in the 8-K, not a standalone dividend notice. Therefore, the best classification is Regulatory Filings (RNS) with high confidence.
2014-05-05 English
FORM 8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated April 28, 2014. It announces that Hennessy Advisors, Inc. has been approved to list its shares on The NASDAQ Capital Market and that trading will begin on April 28, 2014. The document includes a press release as an exhibit. The content is an announcement of a capital market listing event, which relates to changes in the company's capital structure or financing activities. The document is short (2846 characters) and primarily serves as a notification rather than a detailed financial report. Therefore, it fits best under Capital/Financing Update (CAP).
2014-04-28 English

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