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HENNESSY ADVISORS INC Director's Dealing 2014

Feb 20, 2014

34314_dirs_2014-02-20_d2e6032f-d63b-4a29-8d34-f418350ba200.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2014-02-18

Reporting Person: LIBARLE DANIEL G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-18 Common Stock S 630 $12 Disposed 48828 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to acquire) $7.11 2014-11-03 Common Stock (25313) 25313 Direct