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HENNESSY ADVISORS INC Director's Dealing 2013

Nov 14, 2013

34314_dirs_2013-11-14_2f0de02c-fe96-4b34-a719-c4842ef0d0d1.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2013-09-30

Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-04-20 Common Stock G 500 Disposed 39311 Direct