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HENNESSY ADVISORS INC — Director's Dealing 2013
Sep 18, 2013
34314_dirs_2013-09-18_678fdf7c-fced-4bc7-85d6-5c2e7e888ee1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2013-09-16
Reporting Person: STEADMAN DANIEL B (Director, Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-16 | Common Stock | A | 10000 | — | Acquired | 39810.5 | Direct |
Footnotes
F1: Includes 10,000 shares underlying restricted stock units that will vest 25% per year beginning on September 16, 2014.
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