Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HENNESSY ADVISORS INC Director's Dealing 2013

Nov 15, 2013

34314_dirs_2013-11-15_2ec3477a-a2c7-4f73-8f4f-9b9ec79d01ba.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2010-01-26

Reporting Person: NILSEN TERESA M (Director, EVP, CFO and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-01-26 Common Stock F 812 $2.65 Disposed 67650 Direct

Footnotes

F1: Represents shares withheld for payment of taxes incident to the vesting of restricted shares.

F2: The Form 4 filed on January 28, 2010 reported that the reporting person used 812.5 shares for this transaction. The reporting person actually used 812 shares for this transaction.