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HENNESSY ADVISORS INC — Director's Dealing 2013
Sep 18, 2013
34314_dirs_2013-09-18_8aed0139-845e-4c70-b42a-b0472b8dc984.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HENNESSY ADVISORS INC (HNNA)
CIK: 0001145255
Period of Report: 2013-09-16
Reporting Person: HANSEL HENRY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-16 | Common Stock | A | 5000 | — | Acquired | 103458 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to acquire) | $7.11 | 2014-11-03 | Common Stock (25313) | 25313 | Direct |
Footnotes
F1: Includes 5,000 shares underlying restricted stock units that will vest 25% per year beginning on September 16, 2014.
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