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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2021-03-30 AGM Information
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司关于召开2020年度股东大会的通知
AGM Information Classification · 100% confidence The document is a detailed notice about the convening of the 2020 Annual General Meeting (AGM) of Hongta Securities Co., Ltd., including the date, voting methods, agenda items, and instructions for shareholders. It does not contain the actual annual report or financial statements but rather the announcement and procedural details for the AGM. The document length is about 5994 characters, which is relatively short and consistent with a meeting notice rather than a full report. Therefore, this document fits the category of AGM Information (AGM-R).
2021-03-30 Chinese
红塔证券股份有限公司2021年度日常关联交易预计公告
Regulatory Filings Classification · 95% confidence The document is titled as a 2021年度日常关联交易预计公告, which translates to "2021 Annual Expected Related Party Transactions Announcement." It discusses the expected related party transactions for the year 2021, including details on the approval process by the board and shareholders, and provides data on the 2020 related party transactions actual and estimated amounts. The document is an announcement regarding expected related party transactions and their approval, not a full financial report or audit. It is a regulatory announcement about related party transactions requiring shareholder approval, fitting best under Regulatory Filings (RNS) as it does not match other specific categories like Annual Report, Interim Report, or Capital Update. The document length is substantial but it is not a full financial report, rather a detailed announcement of expected related party transactions and their governance process.
2021-03-30 Chinese
东吴证券股份有限公司关于红塔证券股份有限公司2020年度持续督导工作现场检查报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2020年度持续督导工作现场检查报告" which translates to "2020 Annual Continuous Supervision On-site Inspection Report" by the sponsor institution Dongwu Securities for Hongta Securities. It details the on-site inspection of governance, internal controls, information disclosure, independence, use of raised funds, related party transactions, and operating conditions for the year 2020. The document is a detailed report of the inspection findings and opinions, not an announcement or a brief summary. It is not a full annual report (10-K) but a specific audit or inspection report related to regulatory compliance and supervision. It does not fit categories like AGM materials, earnings release, or capital updates. The content aligns best with an Audit Report / Information (AR) as it is a standalone audit/inspection report on compliance and governance for the year 2020. The document length is 2483 characters, which is relatively short but contains substantive inspection content, not just an announcement or certification. Therefore, the classification is AR with high confidence. FY 2020
2021-03-30 Chinese
红塔证券股份有限公司2020年年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is a profit distribution plan announcement for the year 2020 by Hongta Securities Co., Ltd. It details the dividend per share, total dividend amount, and the decision-making process including board and supervisory opinions. It does not contain full financial statements or comprehensive financial performance data typical of an Annual Report (10-K) or Interim Report (IR). Instead, it is an announcement specifically about the dividend distribution plan, which aligns with the category of Notice of Dividend Amount (DIV). The document length is short (1453 characters), and it is not merely announcing the publication of a report but providing substantive details about the dividend plan itself.
2021-03-30 Chinese
红塔证券股份有限公司2020年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2020 by Hongta Securities Co., Ltd. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2020, including financial and non-financial internal control defects, audit opinions, and corrective actions. The content is detailed and specific to internal control evaluation rather than a full annual report or audit report. It includes references to internal control standards and audit opinions but is focused on internal control evaluation results and related disclosures. This matches the description of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles related to internal controls, excluding full annual reports. The document length (5730 characters) and detailed content support classification as AR rather than a brief announcement or regulatory filing. Therefore, the appropriate classification is AR with high confidence. FY 2020
2021-03-30 Chinese
红塔证券股份有限公司2020年度非经营性资金占用及其他关联资金往来的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a "专项说明" (special explanation) regarding non-operating fund occupation and other related party fund transactions for the year 2020 of Hongta Securities Co., Ltd. It includes a summary table of related party transactions and a statement from a certified public accountant firm confirming the audit of the 2020 financial statements and the consistency of the disclosed related party transactions with the audited financials. The document is not the full annual report or audit report itself but a special explanatory note related to specific financial disclosures required by regulatory authorities (China Securities Regulatory Commission and Shanghai Stock Exchange). It is a detailed disclosure document focusing on related party transactions and non-operating fund occupation, which is a common type of audit-related special disclosure. The document length is 8907 characters, which is substantial and contains detailed financial data and audit confirmation. This fits the category of an Audit Report / Information (AR) as it is a standalone audit-related disclosure focusing on specific accounting and regulatory compliance issues, not the full annual report (10-K) or a simple announcement. Therefore, the classification is AR with high confidence.
2021-03-30 Chinese

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