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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 814 across all filing types
Latest filing 2026-05-29 Proxy Solicitation & In…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司2026年第一次临时股东会会议文件
Proxy Solicitation & Information Statement Classification · 90% confidence The document is the complete meeting materials (“会议文件”) for the company’s first 2026 extraordinary shareholders’ meeting (临时股东会), providing the agenda, voting instructions, and the full attachment of the proposed board and senior management remuneration system. It is not the meeting results (DVA) nor an annual report or earnings release, but rather the solicitation/information statement sent to shareholders to review proposals and cast votes. Therefore it fits the Proxy Solicitation & Information Statement category.
2026-05-29 Chinese
红塔证券股份有限公司第八届董事会第十次会议决议公告
Regulatory Filings Classification · 85% confidence The document is a public announcement of the resolutions passed at the company’s 8th Board of Directors’ 10th meeting, including approvals of internal action plans, management procedures, and the convening of an extraordinary shareholders’ meeting. It does not itself introduce management changes (so not MANG), nor is it a full financial report or any other specialized form. It is a general regulatory announcement (board resolutions), fitting the RNS fallback category.
2026-05-29 Chinese
红塔证券股份有限公司董事、高级管理人员离职管理办法
Governance Information Classification · 90% confidence The document is a corporate policy (“离职管理办法”) outlining internal procedures and governance rules for director and senior management departures. It does not report financial results, announcements, or shareholder actions. It clearly falls under governance information, defining company rules and board/management practices. Therefore, it is classified as Governance Information (CGR).
2026-05-29 Chinese
红塔证券股份有限公司董事、高级管理人员薪酬管理制度
Governance Information Classification · 85% confidence The document is the company’s internal “Board and Senior Management Remuneration Management System” policy, approved by shareholders. It contains governance rules and procedures rather than financial statements or announcements. This fits the definition of a Governance Information report (CGR).
2026-05-29 Chinese
红塔证券股份有限公司关于召开2026年第一次临时股东会的通知
Proxy Solicitation & Information Statement Classification · 90% confidence The document is a notice (通知) by the board to convene the 2026 first extraordinary general meeting, detailing meeting date, voting methods (including proxy voting), agenda items, and including a proxy authorization form. It provides shareholders with information on how to participate and vote. This aligns with “Proxy Solicitation & Information Statement” (PSI), which covers materials sent to shareholders to request votes for meetings.
2026-05-29 Chinese
红塔证券股份有限公司关于2025年年度权益分派实施后调整回购股份价格上限的公告
Transaction in Own Shares Classification · 95% confidence The document is an official announcement (“公告”) by Hongta Securities detailing the adjustment of the maximum price limit for its share repurchase plan following the 2025 dividend distribution. It provides specific repurchase price caps, formulas for adjustment, and volumes of shares to be repurchased. This is a transaction in the company’s own shares (share buyback) and not an issuance or a regular financial report. Therefore, it falls squarely under “Transaction in Own Shares” (POS).
2026-05-19 Chinese

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