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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 809 across all filing types
Latest filing 2026-05-19 Transaction in Own Shar…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司关于2025年年度权益分派实施后调整回购股份价格上限的公告
Transaction in Own Shares Classification · 95% confidence The document is an official announcement (“公告”) by Hongta Securities detailing the adjustment of the maximum price limit for its share repurchase plan following the 2025 dividend distribution. It provides specific repurchase price caps, formulas for adjustment, and volumes of shares to be repurchased. This is a transaction in the company’s own shares (share buyback) and not an issuance or a regular financial report. Therefore, it falls squarely under “Transaction in Own Shares” (POS).
2026-05-19 Chinese
红塔证券股份有限公司2026年度第三期短期融资券发行结果公告
Capital/Financing Update Classification · 90% confidence The document is a formal announcement by the company’s board detailing the results of its 2026 third short-term financing bond issuance, including issuance amount, interest rate, dates, and issuance channels. This clearly fits under a financing update regarding fundraising and changes to the company’s capital structure. Therefore, it should be classified as a Capital/Financing Update (CAP).
2026-05-15 Chinese
红塔证券股份有限公司关于股份回购进展公告
Transaction in Own Shares Classification · 100% confidence The document is a public announcement from Hongta Securities regarding the progress of its share repurchase program. It details the number of shares repurchased, the price range, total amount spent, and compliance with relevant regulations. The document is relatively short (1296 characters) and focuses on the update of the share buyback activity rather than presenting full financial statements or detailed financial analysis. This matches the description of a 'Transaction in Own Shares' filing, which reports on the company's buyback or sale of its own shares. Therefore, the appropriate classification is POS (Transaction in Own Shares).
2026-05-06 Chinese
红塔证券股份有限公司2025年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2025年度内部控制评价报告' which translates to '2025 Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2025, including financial and non-financial internal control defects, audit opinions, and compliance with internal control standards. The document includes detailed descriptions of internal control scope, standards, defect classifications, and remediation status. It is a standalone report focused on internal control evaluation rather than a full annual report or audit report. The presence of an internal control audit opinion by an accounting firm is noted, but the document itself is the internal control evaluation report, not just an audit report or certification. This fits the definition of an Audit Report / Information (AR) as it is a standalone audit-related report on internal controls, not the full annual report (10-K) or interim report (IR). The document length (4956 characters) is sufficient to be a full report rather than a brief announcement or certification. Therefore, the appropriate classification is AR with high confidence.
2026-03-27 Chinese
红塔证券股份有限公司独立董事2025年度述职报告（刘永强）
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director 2025 Annual Work Report" for Hongta Securities Co., Ltd. It details the independent director's background, attendance at board meetings, committee participation, communication with shareholders, oversight of financial disclosures, share repurchase matters, internal control, management assessments, dividend distribution, external guarantees, and overall evaluation and suggestions for the company. The content is a detailed report of the independent director's activities and duties over the year 2025, consistent with a management or board-related report. It is not a full annual report (10-K), audit report, or earnings release. It is not a brief announcement or a proxy statement. The document focuses on the independent director's role and governance-related activities, which aligns with Board/Management Information (MANG). The length (4567 characters) and detailed content confirm it is a substantive report, not a mere announcement or certification. Therefore, the best classification is MANG (Board/Management Information).
2026-03-27 Chinese
红塔证券股份有限公司2025年年度报告
Annual Report Classification · 100% confidence The document is titled "红塔证券股份有限公司2025 年年度报告" which translates to "Hongta Securities Co., Ltd. 2025 Annual Report." It contains detailed financial data, management discussion and analysis, company information, governance, risk disclosures, and audited financial statements. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. It includes an audit report with an unqualified opinion, financial statements, and comprehensive company disclosures for the fiscal year 2025. These characteristics align with the definition of an Annual Report (10-K).
2026-03-27 Chinese

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