Skip to main content
Hongta Securities Co.,Ltd. logo

Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 815 across all filing types
Latest filing 2021-03-30 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司2020年度董事会审计委员会履职情况报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2020年度董事会审计委员会履职情况报告" which translates to "2020 Annual Board Audit Committee Performance Report." It details the activities, meetings, and evaluations conducted by the Board Audit Committee throughout the year 2020, including oversight of external auditors, internal audit guidance, review of financial reports, internal control assessments, and related party transactions. The content is focused on the audit committee's duties and their fulfillment during the year, rather than presenting full financial statements or a comprehensive annual report. It is a specialized report on audit committee activities, which fits the category of Audit Report / Information (AR) rather than a full Annual Report (10-K) or other categories. The document length is 3330 characters, which is relatively short but contains substantive content about audit committee work, not just an announcement or certification. Therefore, the best classification is AR with high confidence. FY 2020
2021-03-30 Chinese
红塔证券股份有限公司2020年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled "审计报告" which translates to "Audit Report" and is for the fiscal year 2020. It contains detailed audit opinions, basis for audit opinions, key audit matters, and extensive financial statements including consolidated and parent company balance sheets, profit and loss statements, cash flow statements, and notes to the financial statements. The presence of detailed auditor's responsibilities and management's responsibilities sections further confirms this is a standalone audit report. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. Therefore, the document fits the category of Audit Report / Information (AR). FY 2020
2021-03-30 Chinese
红塔证券股份有限公司第六届董事会第三十次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 30th meeting of the 6th Board of Directors of Hongta Securities Co., Ltd. It includes approval of the 2020 annual financial statements, profit distribution plan, 2020 annual report, and other related reports. It also discusses authorization for 2021 debt financing and other governance matters. The document is not the annual report itself but a board meeting resolution announcement that includes approval of the annual report and other financial and governance matters. It is a formal announcement of board decisions rather than the full annual report or financial statements. Therefore, it fits best under Board/Management Information (MANG) as it primarily reports on board meeting resolutions and management decisions.
2021-03-30 Chinese
红塔证券股份有限公司内部控制审计报告
Audit Report / Information Classification · 100% confidence The document is titled as an "内部控制审计报告" which translates to "Internal Control Audit Report". It includes detailed audit opinions on the effectiveness of the company's internal control over financial reporting as of December 31, 2020. The document references auditing standards and internal control evaluation guidelines, and it is issued by a certified public accounting firm. The content focuses on the audit of internal controls rather than the full annual financial statements or management discussion. The length of the document (8779 characters) and the detailed audit opinion indicate it is a standalone audit report rather than a brief announcement or certification. Therefore, this document fits the category of an Audit Report / Information (AR). FY 2020
2021-03-30 Chinese
红塔证券股份有限公司股份质押公告
Regulatory Filings Classification · 95% confidence The document is a public announcement regarding the pledge of shares by a major shareholder of the company. It details the number of shares pledged, the pledgee, the purpose of the pledge, and cumulative pledge information. There is no financial statement, management discussion, or report attached. The document is a formal disclosure of a share pledge event, which fits the category of a Regulatory Filing (RNS) as it is a regulatory announcement about share pledging and does not fit into more specific categories like Major Shareholding Notification (MRQ) because it focuses on pledge rather than ownership change. The document length is short and it is not an announcement of a report publication, so it is not RPA. Therefore, the best classification is Regulatory Filings (RNS).
2021-03-26 Chinese
红塔证券股份有限公司股份质押公告
Share Issue/Capital Change Classification · 100% confidence The document is a public announcement regarding the pledge of shares by a significant shareholder (Yunnan Investment Holding Group Co., Ltd.) of Hongta Securities Co., Ltd. It details the number of shares pledged, the pledge period, pledgee, and the proportion of shares pledged relative to total holdings and company capital. The document is titled as a "股份质押公告" which translates to "Share Pledge Announcement." It does not contain financial statements, earnings data, or management discussion. It is a specific announcement about a capital-related event (share pledge) rather than a full financial report or regulatory filing. Therefore, it fits best under the category of Share Issue/Capital Change (SHA), which includes announcements regarding capital changes such as share pledges.
2021-03-17 Chinese

Browse filings by year

8 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.