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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2020-12-16 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
第六届董事会第二十六次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of a board meeting resolution by Hongta Securities Co., Ltd. It details the authorization given to the management to commission a special audit of the company's 2019 performance evaluation results by an accounting firm. The document includes meeting details, voting results, and compliance statements. There is no financial data, no full report, no earnings release, or other detailed financial disclosures. It is an announcement of a board decision, specifically related to management authorization and audit commissioning. Therefore, it fits best under Board/Management Information (MANG). The document length is short and it is not a report publication announcement or regulatory filing. Confidence is high due to clear identification of board meeting resolution and management authorization.
2020-12-16 Chinese
关于配股申请获得中国证监会受理的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (465 characters) regarding the acceptance by the China Securities Regulatory Commission of the company's application for a rights issue (配股). It states that the application has been accepted for review but is not yet approved, and the company will disclose further information as required. This is an update on a capital raising activity, specifically a rights issue application, not the actual issuance or detailed financial report. Therefore, it fits the category of Capital/Financing Update (CAP).
2020-12-11 Chinese
股东减持股份计划公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding a shareholder's plan to reduce their shareholding in the company. It details the shareholder's current holdings, the planned reduction amount, timing, and method, as well as compliance with regulatory commitments. There are no financial statements or performance data included. The content fits the definition of a Major Shareholding Notification, which involves notifying changes in significant share ownership levels or plans to change shareholdings.
2020-12-07 Chinese
关于股东减持达到1%的提示性公告
Major Shareholding Notification Classification · 100% confidence The document is a notification about a shareholder's reduction in holdings by 1.03% of the company's total shares. It details the shareholder's name, the number of shares reduced, the time period of the reduction, and confirms that the reduction does not affect control of the company. The document is titled as a "提示性公告" (prompting announcement) regarding shareholder reduction and includes references to previous announcements about the reduction plan and progress. There is no financial data, no report attached or referenced as being published, and no mention of earnings, management changes, or other report types. This fits the definition of a Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels crossing thresholds. The document length is short (1897 characters), consistent with a notification rather than a full report.
2020-12-02 Chinese
股东减持股份进展公告
Major Shareholding Notification Classification · 100% confidence The document is a shareholder announcement regarding the progress of a shareholding reduction by a significant shareholder (云南白药) in 红塔证券股份有限公司. It details the number of shares held before and after the reduction, the percentage of total shares, the method of reduction (centralized bidding), and the impact on company control. It also references previous announcements about the reduction plan and confirms no change in control or governance structure. The document is not a financial report, earnings release, or management discussion but a regulatory announcement about shareholding changes by a shareholder. This fits the definition of a Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels. The document length is short and focused solely on shareholding changes, not a full report or announcement of a report publication.
2020-11-25 Chinese
关于聘任证券事务代表的公告
Board/Management Information Classification · 100% confidence The document is an announcement from Hongta Securities Co., Ltd. regarding the appointment of a securities affairs representative. It details the individual's background, qualifications, and the board's approval. There is no financial data, no mention of financial results, reports, or regulatory filings beyond the appointment. This fits the category of Board/Management Information (MANG), as it concerns a change in company management roles.
2020-10-27 Chinese

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