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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2020-09-15 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
关于参加云南辖区上市公司2020年投资者网上集体接待日活动的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement (545 characters) about the company's participation in an investor online collective reception day event. It mentions the date and the participation of company executives for communication with investors. There is no financial data, no detailed report, no voting results, no regulatory certification, or other specific report content. It is an announcement of an event related to investor relations and communication, not a report or detailed filing. Given the content and length, it fits best under Regulatory Filings (RNS) as a general regulatory announcement that does not fit other categories.
2020-09-15 Chinese
关于配股事宜获得中国烟草总公司批复的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the approval of a rights issue (配股) plan by a regulatory authority (China Tobacco Corporation) and mentions that the plan still requires shareholder meeting approval and regulatory approval from the China Securities Regulatory Commission. The document is short (457 characters) and serves as a formal announcement of the approval status and next steps rather than the detailed plan or financial report itself. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes.
2020-09-03 Chinese
关于召开2020年第二次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about the convening of the 2020 second extraordinary general meeting of shareholders for Hongta Securities Co., Ltd. It includes information about the meeting date, voting methods, agenda items to be discussed and voted on, registration details, and an attached proxy authorization form. The content focuses on the announcement and procedural details of a shareholders' meeting rather than the results of voting or the meeting itself. It does not contain voting results or financial statements. Therefore, it is best classified as a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings.
2020-09-03 Chinese
2020年第二次临时股东大会会议文件
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed set of meeting materials for the 2020 second extraordinary general meeting of shareholders of Hongta Securities Co., Ltd. It includes the meeting agenda, detailed proposals related to a rights issue (配股) including the company's qualifications for the rights issue, the rights issue plan, the draft issuance plan, risk disclosures, and financial data. The document is clearly a comprehensive meeting document prepared for a shareholder meeting, containing multiple proposals to be voted on, detailed explanations, and financial information relevant to the meeting. This matches the definition of a Proxy Solicitation & Information Statement (PSI), which are materials sent to shareholders to provide information and request votes for meetings. It is not an announcement of voting results (DVA), nor a simple report publication announcement (RPA). It is not a full annual or interim report, nor an earnings release. The presence of detailed proposals and meeting instructions confirms it is a PSI filing. Confidence is high given the length, detail, and content focused on shareholder meeting proposals and voting.
2020-09-03 Chinese
2020年半年度报告
Interim / Quarterly Report Classification · 95% confidence The document is titled "2020 年半年度报告" which translates to "2020 Semi-Annual Report." It contains detailed financial data, including income, profit, assets, liabilities, and segment analysis for the first half of 2020 (January 1 to June 30, 2020). The document includes comprehensive sections such as company overview, financial indicators, business overview, risk disclosures, and detailed financial statements. The length is substantial (15,000 characters), and it contains actual financial statements and substantive financial data and analysis. This matches the definition of an Interim / Quarterly Report (IR), which is a comprehensive financial report for a period shorter than a full fiscal year. It is not an announcement or a brief summary, nor is it a full annual report (10-K). Therefore, the correct classification is IR with high confidence. H1 2020
2020-08-20 Chinese
第六届董事会第二十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a board meeting resolution announcement from Hongta Securities Co., Ltd. It details the decisions made at the 23rd meeting of the 6th Board of Directors held on August 20, 2020. The document includes voting results on various reports and proposals, including the approval of the 2020 half-year report and strategic planning. It does not contain the actual half-year financial report or detailed financial data but references that the half-year report is published separately on the Shanghai Stock Exchange website. The document is primarily about board decisions and meeting resolutions rather than the report itself. Therefore, it fits best under Board/Management Information (MANG).
2020-08-20 Chinese

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