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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2020-07-02 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
2020年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a resolution announcement from the 2020 first extraordinary shareholders' meeting of Hongta Securities Co., Ltd. It details the meeting date, attendance, voting results on specific proposals, and legal witness statements. The content focuses on the voting outcomes and procedural compliance of the shareholders' meeting. There is no financial data, no presentation materials, no management discussion, no audit or earnings information, and no report publication. The document is an official announcement of voting results from a shareholders' meeting, which fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is under 5,000 characters and it contains detailed voting results, not just a brief notice or a link to a report, so it is not a Report Publication Announcement (RPA). Therefore, the correct classification is DVA with high confidence.
2020-07-02 Chinese
关于收到中国证券监督管理委员会行政监管措施决定书的公告
Regulatory Filings Classification · 100% confidence The document is an announcement from Hongta Securities Co., Ltd. regarding receiving an administrative regulatory measure decision from the China Securities Regulatory Commission (CSRC). It details the regulatory findings and the company's commitment to rectify the issues. The document is short (811 characters) and serves as a regulatory announcement about compliance and internal control issues, not a financial report or detailed audit. It does not contain financial statements or detailed financial data. It fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance document.
2020-07-01 Chinese
东吴证券股份有限公司关于红塔证券股份有限公司首次公开发行限售股份上市流通的核查意见
Capital/Financing Update Classification · 95% confidence The document is a formal opinion from Dongwu Securities regarding the listing and circulation of restricted shares from Hongta Securities' initial public offering (IPO). It references regulatory approvals, share lock-up periods, shareholder commitments, and the number of shares becoming tradable. The document is a verification and compliance opinion related to the IPO share release, not a financial report or earnings announcement. It is a specialized regulatory compliance and verification statement related to capital market activities, specifically the unlocking and circulation of restricted shares post-IPO. This fits best under Capital/Financing Update (CAP) as it deals with share issuance and capital structure changes related to IPO restricted shares becoming tradable.
2020-06-23 Chinese
部分首次公开发行限售股上市流通公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement regarding the listing and circulation of restricted shares following the company's initial public offering (IPO). It details the number of shares becoming tradable, the shareholders involved, the dates, and regulatory approvals. It includes a verification opinion from the sponsoring securities firm and confirms compliance with relevant laws and regulations. The document is not a financial report, earnings release, or management discussion, but rather a formal announcement about share circulation and stock listing status. This fits the category of Share Issue/Capital Change (SHA), as it concerns the unlocking and circulation of restricted shares post-IPO.
2020-06-23 Chinese
2020年度第二期短期融资券发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Hongta Securities Co., Ltd. It includes details such as bond name, issuance date, interest rate, and amount issued. This type of content is related to updates on company fundraising and capital structure changes. The document is short and focused on financing activity, not a full financial report or earnings release. Therefore, it fits the category of Capital/Financing Update (CAP).
2020-06-22 Chinese
监事会议事规则
Governance Information Classification · 95% confidence The document is titled as the "Rules of Procedure for the Supervisory Board of Hongta Securities Co., Ltd." and contains detailed governance rules about the supervisory board's composition, powers, meeting procedures, and responsibilities. It references relevant laws and regulations but does not contain financial data, audit results, or report disclosures. It is a governance document outlining internal rules and procedures for the supervisory board, which fits the definition of Governance Information (CGR). The document length is 4643 characters, which is sufficient for a detailed governance report rather than a brief announcement or notice. Therefore, the appropriate classification is CGR with high confidence.
2020-06-16 Chinese

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