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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2021-04-28 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司第六届监事会第十八次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement from the Supervisory Board of Hongta Securities Co., Ltd. regarding the resolutions passed at the 18th meeting of the 6th Supervisory Board. It includes the nomination of candidates for the 7th Supervisory Board non-employee representative supervisors and the Supervisory Board's review and approval of the company's 2021 first quarter report. The document contains voting results and candidate biographies. The content focuses on board/management decisions and nominations rather than the full financial report itself. The document length is short (1975 characters) and does not contain detailed financial statements or substantive financial data, but rather the resolutions and approvals related to governance and supervisory board matters. Therefore, it fits best under Board/Management Information (MANG).
2021-04-28 Chinese
红塔证券股份有限公司2021年第一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2021 年第一季度报告' which translates to '2021 First Quarter Report'. It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on accounting policies. The report covers the first quarter of 2021, indicating it is a quarterly financial report. It includes management's discussion of financial results, important events, and detailed financial statements. The length is substantial (15,000 characters), and it contains actual financial data rather than just an announcement or certification. Therefore, it fits the definition of an Interim / Quarterly Report (IR). Q1 2021
2021-04-28 Chinese
独立董事提名人声明（张永卫）
Board/Management Information Classification · 95% confidence The document is a formal statement nominating an independent director candidate for the board of a listed company. It details the qualifications, independence criteria, and compliance with regulatory requirements for the nominee. There is no financial data, no report or results announcement, and no mention of voting results or meeting materials. This is a management or board-related announcement concerning director nomination. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused on nomination, not a full report or presentation.
2021-04-28 Chinese
独立董事候选人声明（张永卫）
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate, Zhang Yongwei, confirming qualifications, independence, and compliance with relevant laws and regulations for serving as an independent director of Hongta Securities Co., Ltd. It includes detailed personal declarations about eligibility, independence, and commitments to duties. This type of document is related to board or management information, specifically concerning the nomination or appointment of a board member. It is not a financial report, audit, or regulatory filing, nor is it a voting result or remuneration report. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length is short and focused on the candidate's statement rather than a full report or announcement of a report publication, so it is not RPA or RNS.
2021-04-28 Chinese
独立董事候选人声明（杨向红）
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate, detailing qualifications, independence criteria, and commitments related to the role. It does not contain financial data, audit results, or report content. It is not an announcement of a meeting or voting results, nor a regulatory filing about a report publication. The content is focused on board/management information, specifically about a director candidate's qualifications and declarations. Therefore, the document fits best under Board/Management Information (MANG). The document length is short and the content is a formal declaration, not a report or announcement of a report.
2021-04-28 Chinese
红塔证券股份有限公司第六届董事会第三十一次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement from the board of directors of Hongta Securities Co., Ltd. regarding the resolutions passed at the 31st meeting of the 6th Board of Directors. It includes nominations for the 7th Board of Directors, voting results, and biographical details of the nominated directors. The document also mentions the approval of the company's 2021 first quarter report but does not contain the report itself or detailed financial data. The focus is on board and management changes and meeting resolutions rather than financial results or reports. Therefore, this document fits best under the category of Board/Management Information (MANG). The document length is 4518 characters, which is sufficient for a detailed announcement but not a full financial report. No indication of it being a call transcript, earnings release, or regulatory filing is present. Hence, the classification is MANG with high confidence.
2021-04-28 Chinese

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