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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2018-06-15 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于瑞士信贷对瑞信方正非公开协议单方面增资的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement by 方正证券股份有限公司 regarding a non-public unilateral capital increase by Credit Suisse in 瑞信方正证券有限责任公司. It details the background, the capital increase plan, the approval process, and the impact on shareholding and control. The document includes specific information about the transaction, regulatory approvals needed, and financial data of the involved entities. It is not a full financial report, audit report, or earnings release, but rather a formal announcement of a capital/financing update related to shareholding changes and capital structure. The document length is 3276 characters, which is relatively short but contains substantive details about the financing event itself, not just a notice of report publication. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2018-06-15 Chinese
2018年非公开发行公司债券（第一期）在上海证券交易所挂牌的公告
Regulatory Filings Classification · 90% confidence The document text is extremely short (648 characters) and appears to be a corrupted or non-standard table or data snippet without any clear financial statements, regulatory references, or report titles. There is no indication of a full report, announcement, or detailed financial data. Given the lack of substantive content and the short length, this does not qualify as a full report or detailed filing. It is best classified as a Regulatory Filing (RNS), which serves as a fallback category for miscellaneous or unclear filings.
2018-06-12 Chinese
2018年5月财务数据简报
Financial Supplement Data Classification · 90% confidence The document is a financial data brief for May 2018 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It contains unaudited, non-consolidated financial data for the parent company and subsidiaries, including revenue, net profit, and net assets. The document is short (654 characters) and presents summarized financial figures for a single month, indicating it is a brief financial update rather than a full interim or annual report. It does not contain comprehensive financial statements or detailed analysis typical of an Interim/Quarterly Report (IR) or Annual Report (10-K). It is also not an announcement of a report publication but a direct disclosure of financial data. Given the nature and length, this fits best as a Financial Supplement Data (XLSX) type, which includes supplementary financial data summaries, even though the format is text here, the content matches the description of supplementary financial data. Confidence is high due to clear financial data presentation and the brief nature of the document.
2018-06-06 Chinese
公司章程（2018年6月）
Governance Information Classification · 100% confidence The document is titled as the Articles of Association (章程) of 方正证券股份有限公司 (Founder Securities Co., Ltd.) dated June 2018. It contains detailed provisions about the company's organization, shareholder rights, board structure, share issuance, shareholder meetings, voting procedures, and other governance matters. The content is focused on the company's internal rules and governance framework rather than financial performance, audit results, or meeting announcements. There is no indication that this is a report of financial results, an announcement of voting results, or a meeting transcript. The document is a governance document outlining the company's bylaws and internal governance practices. Therefore, the appropriate classification is Governance Information (CGR).
2018-06-04 Chinese
2017年度股东大会法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter issued by a law firm regarding the 2017 Annual General Meeting (AGM) of the company 方正证券股份有限公司. It details the legality of the meeting's convening, attendance, voting procedures, and results. The document does not contain the actual annual report or financial statements but rather certifies the procedural correctness and validity of the AGM and its resolutions. The document length is 3647 characters, which is relatively short and focused on legal opinion about the AGM process and voting results. This fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA), as it officially reports the voting outcomes and meeting procedures of the AGM. It is not the Annual Report (10-K) itself, nor a report publication announcement (RPA), nor a proxy solicitation (PSI). Therefore, the best classification is DVA with high confidence.
2018-06-04 Chinese
《方正证券股份有限公司章程》修订条款对照表
Governance Information Classification · 95% confidence The document is a comparison table showing amendments to the articles of association (章程) of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details changes in profit distribution clauses and related corporate governance rules. There is no indication of financial statements, audit opinions, earnings data, or regulatory filings. The content is focused on governance rules and company bylaws, specifically the articles of association. This fits best under Governance Information (CGR), which covers internal rules and governance practices of the company.
2018-06-04 Chinese

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