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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2018-08-30 Legal Proceedings Report
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于公司涉及诉讼的公告
Legal Proceedings Report Classification · 95% confidence The document is an announcement from 方正证券股份有限公司 regarding ongoing litigation and arbitration cases involving the company. It details specific lawsuits, amounts involved, and the potential financial impact on the company. The document does not contain full financial statements or comprehensive financial performance data but focuses on legal proceedings and their implications. It is not a full audit report or annual/interim report but a legal update. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length is 1935 characters, which is consistent with an announcement rather than a full report.
2018-08-30 Chinese
董事会审计委员会工作细则
Governance Information Classification · 95% confidence The document is titled as the "Board Audit Committee Working Rules" of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the composition, responsibilities, meeting procedures, and authority of the audit committee under the board of directors. The content is about governance structure and internal rules related to the audit committee, not an audit report or financial statements. It does not contain financial data or audit results but rather governance and procedural guidelines. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices. The document length is 2449 characters, which is consistent with a detailed governance document rather than a brief announcement or a full financial report.
2018-08-30 Chinese
2018年半年度报告摘要
Interim / Quarterly Report Classification · 95% confidence The document is titled as a "2018 年半年度报告摘要" which translates to "2018 Semi-Annual Report Summary." It contains detailed financial data for the first half of 2018, including total assets, net profit, revenue, and other financial metrics. It also includes a comprehensive discussion and analysis of the company's business segments such as brokerage, asset management, proprietary trading, credit business, New Third Board business, research, and financial product distribution. The document is over 8,000 characters long, indicating it is substantive and not merely an announcement or summary. The content aligns with an Interim / Quarterly Report as it covers a period shorter than a full fiscal year and includes actual financial statements and analysis. Therefore, the appropriate classification is Interim / Quarterly Report (IR). H1 2018
2018-08-30 Chinese
关联交易管理制度
Governance Information Classification · 95% confidence The document is titled '关联交易管理制度' which translates to 'Related Party Transaction Management System'. It is a detailed internal policy document outlining the principles, definitions, decision-making processes, pricing, management, and responsibilities related to related party transactions within the company. It references compliance with laws, stock exchange listing rules, and internal governance. The document is not a financial report, earnings release, or announcement but a governance and compliance policy document. It does not contain financial statements or results but focuses on governance practices related to related party transactions. Therefore, it fits best under Governance Information (CGR). The document length (8348 characters) and content confirm it is a full policy document, not a brief announcement or certification.
2018-08-30 Chinese
内部控制制度
Audit Report / Information Classification · 95% confidence The document is titled '内部控制制度' (Internal Control System) and is issued by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the company's internal control policies, organizational structure, risk management, and compliance with regulatory guidelines such as those from the China Securities Regulatory Commission (CSRC). The document is comprehensive, covering internal control principles, organizational responsibilities, business controls, anti-money laundering controls, accounting system controls, IT system controls, human resources controls, internal audit controls, and specific controls for investment banking and subsidiaries. It also discusses the evaluation and reporting of internal control effectiveness. This type of document is a detailed internal control policy and system report, which aligns with the category of Audit Report / Information (AR), as it is a standalone report on internal control systems and compliance, not a full annual report or other category. The document length (10,892 characters) and content confirm it is a full report, not just an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2018
2018-08-30 Chinese
第三届监事会第十一次会议决议公告
Board/Management Information Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of 方正证券股份有限公司 regarding the approval of the 2018 half-year report and asset impairment provisions. It is a formal meeting resolution notice rather than the actual half-year financial report itself. The document is short (714 characters) and does not contain detailed financial statements or substantive financial data, but rather the approval of such reports. Therefore, it is not an Interim/Quarterly Report (IR) but a regulatory announcement related to board/management decisions. Given it concerns the Supervisory Board meeting resolutions, it fits best under Board/Management Information (MANG).
2018-08-30 Chinese

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