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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2020-04-24 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2019年度关联交易内部专项审计报告
Audit Report / Information Classification · 95% confidence The document is titled '2019 年度关联交易内部专项审计报告' which translates to '2019 Annual Related Party Transactions Internal Special Audit Report'. It details the audit of related party transactions for the year 2019, including descriptions of internal control systems, approval procedures, pricing principles, and disclosure compliance. The document is a standalone audit report focusing on the internal audit of related party transactions, not a full annual report or a brief announcement. It contains substantive audit findings and internal control evaluations, consistent with an Audit Report / Information filing. The document length is 3074 characters, which is relatively short but sufficient for a specialized audit report. It is not an announcement of a report publication, nor a certification letter. Therefore, the appropriate classification is AR (Audit Report / Information). FY 2019
2020-04-24 Chinese
2019年度独立董事述职报告
Board/Management Information Classification · 95% confidence The document is titled '2019 年度独立董事述职报告' which translates to '2019 Annual Independent Directors' Report'. It details the independent directors' basic information, attendance at meetings, duties performed, and evaluations of company governance and financial matters during the 2019 fiscal year. The content focuses on the independent directors' activities and oversight rather than the full financial performance or audit results. It is a specialized report on board/management information, specifically about independent directors' duties and evaluations. This fits best under the category 'Board/Management Information (MANG)', which covers announcements or reports related to changes or activities of the company's board or senior management. The document is not an annual report (10-K), audit report (AR), or other financial report types. Therefore, the classification is MANG with high confidence.
2020-04-24 Chinese
关于续聘会计师事务所的公告
Audit Report / Information Classification · 90% confidence The document is an announcement regarding the reappointment of an accounting firm (信永中和会计师事务所) as the auditor for the company 方正证券股份有限公司 for the year 2020. It details the qualifications, experience, and independence of the accounting firm and its personnel, the audit fees, and the approval process by the audit committee, independent directors, and the board of directors. The document does not contain actual financial statements or audit results but is a formal announcement of the auditor appointment. The document length is 2678 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits best under the category of Audit Report / Information (AR) as it relates to audit information and auditor appointment, but since it is an announcement of auditor appointment and not a full audit report, it is more appropriate to classify it as Regulatory Filings (RNS) under the fallback category for miscellaneous filings that do not fit other categories. However, given the content is specifically about auditor appointment and audit-related information, the best fitting category is Audit Report / Information (AR). FY 2020
2020-04-24 Chinese
2020年第一季度报告正文
Interim / Quarterly Report Classification · 98% confidence The document is titled '2020 年第一季度报告' which translates to '2020 First Quarter Report'. It contains detailed financial data for the quarter ending March 31, 2020, including balance sheet items, income statement figures, cash flow data, and explanations of significant changes. It also includes management discussion on important events, shareholder information, and notes on accounting policy changes. The document length is 9173 characters, which is substantial and contains actual financial statements and analysis, not just an announcement or certification. The content matches the definition of an Interim / Quarterly Report (IR), which is a comprehensive financial report for a period shorter than a full fiscal year with substantive financial data and analysis. Therefore, the correct classification is IR with high confidence. Q1 2020
2020-04-24 Chinese
关于控股股东所持部分公司股份被解除司法轮候冻结的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 regarding the judicial unfreezing of shares held by its controlling shareholder, 方正集团. It details the lifting of judicial freezing on a specific number of shares, the history of the freezing, and the current status of the shares. The document is a regulatory announcement about share status and legal conditions affecting shareholding, not a financial report, earnings release, or management discussion. It does not contain financial statements or detailed financial data. It is also not a report publication announcement or certification. The content fits best under Regulatory Filings (RNS) as it is a general regulatory announcement about shareholding restrictions and legal status.
2020-04-23 Chinese
关于控股股东所持部分公司股份被司法冻结的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the judicial freezing of shares held by the controlling shareholder of the company. It details the number of shares frozen, the legal basis for the freeze, and the impact on shareholding percentages. There is no financial data, earnings information, or report attached or referenced as being published. The document is a regulatory announcement about a legal event affecting shareholding, not a financial report or management discussion. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement that does not fit other specific categories.
2020-04-20 Chinese

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