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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2020-03-12 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于收到上海证券交易所监管工作函的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding receipt of a regulatory work letter from the Shanghai Stock Exchange concerning risk matters related to a trust plan and related party transactions. It details regulatory instructions for the company to investigate and disclose relevant information, but does not contain financial statements or detailed financial data. The document is short (1311 characters) and serves as a regulatory announcement about compliance and investigation rather than a financial report or audit. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance document.
2020-03-12 Chinese
第四届董事会第三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of the resolutions passed at the third meeting of the fourth board of directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on March 10, 2020. It details the board's approval of a risk response plan related to a trust investment and includes voting results. The content focuses on board decisions and meeting procedures, with no financial statements or detailed financial performance data. The document length is short (1144 characters), and it is clearly a board meeting resolution announcement rather than a full report or financial disclosure. Therefore, it fits best under the category of Board/Management Information (MANG).
2020-03-10 Chinese
关于中信.远洋弘盛信托计划风险事项的提示性公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by 方正证券股份有限公司 regarding risk matters related to a trust plan investment. It details the background of the trust plan, the discovery of risk issues, and the company's response plan. The document is an announcement of a risk event and the company's intended actions, not a financial report, audit, or earnings release. It does not contain financial statements or detailed financial data but rather serves as a regulatory disclosure to inform investors and the market about potential risks and ongoing investigations. The document length is short (1842 characters), and it is primarily a risk notification and regulatory disclosure. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2020-03-10 Chinese
2020年2月财务数据简报
Regulatory Filings Classification · 95% confidence The document is a financial data brief for February 2020 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It contains key financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document explicitly states that the data is unaudited, non-consolidated, and that final data will be in periodic reports. The length is short (673 characters), and it is a monthly financial data summary rather than a full interim or annual report. It is not a full financial report but a brief update on financial data for a specific month. This fits best with the category of Regulatory Filings (RNS) as it is a regulatory disclosure of financial data without comprehensive financial statements or analysis. It is not an Interim Report (IR) because it lacks substantive financial statements and analysis, and it is not an Earnings Release (ER) because it is a monthly data brief rather than quarterly or periodical results announcement. Therefore, the classification is RNS with high confidence.
2020-03-05 Chinese
关于公司涉及诉讼的进展公告
Legal Proceedings Report Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding the progress of litigation involving the company. It details the number of cases, amounts involved, court decisions, and the impact on the company's financials. The content focuses on legal proceedings and updates on lawsuits rather than financial results, management changes, or other report types. The document is relatively short (1416 characters) and is clearly a legal proceedings update. Therefore, it fits the category of Legal Proceedings Report (LTR).
2020-03-02 Chinese
关于公司涉及诉讼的进展公告
Legal Proceedings Report Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding the progress of litigation cases involving the company. It details the number of cases, amounts involved, court decisions, and the impact on the company's financial provisions. The content focuses on legal proceedings and updates on lawsuits, including court rulings and settlements. There is no presentation of financial statements or comprehensive financial performance data. The document is not an annual or interim report, nor is it a certification or a brief announcement of a report. It clearly fits the category of Legal Proceedings Report, as it provides updates on significant lawsuits involving the company.
2020-02-27 Chinese

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