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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2020-01-22 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2019年年度业绩预增公告
Regulatory Filings Classification · 95% confidence The document is a performance forecast announcement for the fiscal year 2019 by 方正证券股份有限公司. It provides estimated net profit figures and growth percentages but explicitly states that the data is preliminary, unaudited, and subject to change upon the formal audited annual report release. The document length is short (1157 characters), and it does not contain full financial statements or detailed analysis. It is an announcement of expected financial results rather than the actual annual report or earnings release. Therefore, it fits best as a Regulatory Filing (RNS) since it is a formal disclosure of preliminary financial performance without the full report content.
2020-01-22 Chinese
2018年非公开发行次级债券（第一期）本息兑付和摘牌公告
Delisting Announcement Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding the payment of principal and interest and the delisting (摘牌) of a specific bond (2018年非公开发行次级债券（第一期）). It includes details such as payment dates, bond code, interest rates, and the delisting date. The document is not a financial report but an official notice about the bond's redemption and removal from the exchange. The presence of the term '摘牌公告' (delisting announcement) and the detailed description of the bond's delisting date confirm that this is a Delisting Announcement. The document length is about 3,066 characters, which is consistent with an announcement rather than a full report.
2020-01-14 Chinese
2019年12月财务数据简报
Regulatory Filings Classification · 95% confidence The document is a financial data brief for December 2019 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It contains key financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document explicitly states that the data is unaudited, non-consolidated, and final data will be in the periodic report. The length is short (759 characters), and it is a summary announcement of financial data rather than a full financial report. It does not contain comprehensive financial statements or detailed analysis typical of an Interim/Quarterly Report (IR) or Annual Report (10-K). It also does not appear to be a certification or regulatory filing. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is a brief regulatory disclosure of financial data without full report content.
2020-01-09 Chinese
第四届董事会第一次会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of the resolutions passed at the first meeting of the fourth board of directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on December 27, 2019. It details the election of the chairman, the appointment of members to various board committees, and the approval of a management system for subsidiaries. The document is a formal announcement of board decisions and changes in board composition rather than a full report or financial statement. It does not contain financial data or detailed management discussion but focuses on board/management information. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not a report publication announcement or regulatory filing. Confidence is high due to clear content and context.
2019-12-27 Chinese
第四届监事会第一次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of a resolution passed at the first meeting of the fourth Supervisory Board of the company 方正证券股份有限公司. It details the election of the Supervisory Board Chairman and includes voting results. There is no financial data, no mention of annual or quarterly reports, no audit information, no legal proceedings, no capital changes, and no shareholder voting results beyond the Supervisory Board election. This fits the category of Board/Management Information (MANG), as it concerns changes in the company's supervisory board leadership.
2019-12-27 Chinese
控股子公司管理制度
Governance Information Classification · 95% confidence The document is titled '控股子公司管理制度' which translates to 'Management System for Controlling Subsidiaries' of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It is a detailed internal governance and management policy document, including chapters on general principles, company governance, supervision and management, information reporting and disclosure, and appendices. It references laws, regulations, and internal company rules, focusing on the management and oversight of controlling subsidiaries. There are no financial statements, earnings data, audit opinions, or shareholder meeting materials. It is not a report of financial results, nor an announcement of voting results or capital changes. It is a governance and management policy document detailing internal rules and procedures for managing subsidiaries. Therefore, the most appropriate classification is Governance Information (CGR). The document length (6447 characters) supports it being a full policy document rather than a brief announcement or notice.
2019-12-27 Chinese

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