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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2019-11-14 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2019年度第一期短期融资券兑付完成的公告
Capital/Financing Update Classification · 100% confidence The document is a short announcement regarding the completion of payment for a short-term financing bond issued by the company. It includes details about the bond issuance, interest rate, maturity date, and confirmation of payment completion. The content focuses on financing activity rather than a full financial report or earnings release. The document length is very short (468 characters), and it is clearly an update on a financing event. Therefore, it fits best under Capital/Financing Update (CAP).
2019-11-14 Chinese
关于获准设立32家分支机构的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding the approval to establish 32 new branch offices. It references a regulatory approval from the China Securities Regulatory Commission Hunan Bureau. The content is about the company's expansion and regulatory compliance for setting up new branches. There is no financial data, no mention of annual or quarterly reports, no voting results, no management changes, no legal proceedings, or other report types. The document is a regulatory announcement about business operations and approvals, fitting best under Regulatory Filings (RNS). The document length is short (620 characters), and it is a direct announcement, not a report or presentation.
2019-11-07 Chinese
2019年10月财务数据简报
Fund Information / Factsheet Classification · 95% confidence The document is a brief financial data summary for October 2019 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes unaudited, non-consolidated financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document explicitly states it is a financial data brief and not a full financial report. The length is short (677 characters), and it is a monthly financial data announcement rather than a comprehensive interim or annual report. It does not contain detailed financial statements or substantive analysis, so it does not qualify as an Interim/Quarterly Report (IR) or Annual Report (10-K). It is a brief financial summary, fitting the Fund Information / Factsheet (FS) category, which covers brief summaries of key company financials and facts.
2019-11-06 Chinese
关于全资子公司民族证券获准变更名称的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the approval of a name change for a wholly-owned subsidiary of the company. It references a regulatory approval from the China Securities Regulatory Commission and states the company's intention to proceed with the necessary registration changes. There is no financial data, no report attached or referenced, and no mention of shareholder votes or management changes beyond the subsidiary's name change. This fits best under a general regulatory announcement category rather than a detailed report or financial filing. Given the short length and content, the appropriate classification is Regulatory Filings (RNS).
2019-10-30 Chinese
2019年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2019 年第三季度报告" which translates to "2019 Third Quarter Report." It contains detailed financial data for the period ending September 30, 2019, including balance sheets, income statements, cash flow data, and management discussion of financial results and business developments. The document is 15,000 characters long, indicating it is a full report rather than a brief announcement. The content includes unaudited financial statements, explanations of significant changes in financial items, important events during the quarter, and management commentary. This matches the definition of an Interim / Quarterly Report (IR), which is a comprehensive financial report for a period shorter than a full fiscal year containing actual financial statements and substantive analysis. Therefore, the document should be classified as an Interim / Quarterly Report (IR). 9M 2019
2019-10-29 Chinese
第三届董事会第三十一次会议决议公告
Regulatory Filings Classification · 95% confidence The document is an announcement of the resolutions passed at the 31st meeting of the 3rd Board of Directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on October 29, 2019. It specifically mentions the approval of the company's 2019 third quarter report and the confirmation of the expected credit loss provision for the same period. The document includes voting results and independent directors' opinions on the accounting treatment. The text does not contain the full financial statements or detailed financial data of the quarterly report but rather announces the board's approval of the report and related decisions. The document length is short (1118 characters), and it states that the full 2019 third quarter report is published elsewhere (on the Shanghai Stock Exchange website and newspapers). According to the MENU VS MEAL RULE, this is an announcement of the report and related board resolutions, not the report itself. Therefore, the appropriate classification is Regulatory Filings (RNS), as it is a regulatory announcement about the board meeting decisions and report approval, not the full interim/quarterly report itself.
2019-10-29 Chinese

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